Capital Markets Archive » June, 2024

Capital Markets - June, 2024

305 articles

• Chevron's End Is Just The Start For Energized Agency Foes
• Stock Clearing Orgs Slam Firm's 'Bizarre' Constitutional Attack
• Custodia Bank Asks 10th Circ. For Fed Master Account Win
• In Chevron Case, Justices Trade One Unknown For Another
• Ontrak Exec Conviction Shows Trading Plans Aren't Shields
• Home Point Investor Attys Get $1.5M Fee As Judge OKs Deal
• Logan Paul Says YouTuber's 'Scam' Series Defamed Him
• Ackman's Pershing Square Sets $50 IPO Price On New Fund
• Calif. Panel Won't Toss Trial Win By AT&T's Cricket
• Bitcoin Device Seller Sues Ex-CEO, Alleging $5.3M Fraud
• Maxeon Was Overreliant On SunPower Sales, Investor Says
• IRS Finalizes Broker Rules For Digital Asset Sales
• SEC Sues Crypto Software Firm Consensys
• 4 Important Events In Bank Regulation: A Midyear Review
• Buchanan Ingersoll Can't Dump Harrisburg Incinerator Row
• 4 Things To Know As New SPAC Rules Take Effect
• Taxation With Representation: Kirkland, Vinson, Skadden
• High Court Enters July With 3 Rulings To Go
• Skiing And Surfing Make Me A Better Lawyer
• Advisers Can Avoid Gaps In SEC Marketing Rule Compliance
• 4 Firms Guide Pair Of IPOs Totaling $457M
• Texas Bank Moves For Partial Win In Ginnie Mae Loan Suit
• High Court Liberals Warn Jarkesy's Reach Will Be Widespread
• SPAC Investors Get Final OK On $13M Settlement
• BofA, JPMorgan, Others To Pay $46M To End Rate-Swaps Suit
• B. Riley-Linked SPAC To Settle Del. Class Action For $8.5M
• SEC Says It Met Its Burden To Apply Dealer Rule To Crypto
• 11th Circ. Won't Revive Robinhood Investors' Meme Stock Suit
• Coinbase Says SEC, FDIC 'Stonewalled' Crypto Info Requests
• CFTC Extends Comment Period For Election Betting Proposal
• Deals Rumor Mill: Boeing, Blackstone, Bosch
• Class Actions At The Circuit Courts: June Lessons
• Unpacking The Circuit Split Over A Federal Atty Fee Rule
• Sichenzia Ross Guiding Fuel Cell Co. On $130M SPAC Merger
• SEC Sues Fla. Loan Website, CEO Over 'Fictitious' Revenue
• Justices Limit SEC's Use Of In-House Courts
• BlackRock Can't Escape Saba Capital's Voting Bylaws Suit
• 5th Circ. Says SEC Must Reconsider Axing Proxy Regulations
• SEC Crypto Stance May Shift With Election, Rulemaking Suits
• Conn. Trader's Brother Cops Plea In $30M Brazilian Oil Plot
• Judge Trims 2nd Attempt At Crypto Lender Loan Suit
• SEC Fines Ex-Tech Co. Controller In Insider Trading Matter
• Ex-Ameriprise Father-Son Duo Agree To Return Biz Info
• Chamber Backs 9th Circ. Call To Nix SEC's 'Gag Rule'
• Crypto App Pledges More Refunds In Multistate Settlement
• Online Comic Platform Leads 2 IPOs Raising $390M Total
• IP Co. Breaching Investment Laws, Shareholder Alleges In Del.
• Director Sues Materials Testing Co. In Del. For Withheld Docs
• 3 Firms Vie For Lead Role In Autodesk Securities Suit
• 11th Circ. Urged To Toss $62M Order Against Forex Co. CEO
• Jury Says Colo. Gas Co. Owes Trader $3.3M For Texas Deals
• Judge Denies ConvergeOne Lenders' Bid To Halt Ch. 11 Plan
• Arbitration Implications Of High Court Coinbase Ruling
• Big Banks Cleared Fed's Stress Tests, Despite 'Higher Losses'
• Olo Moots Investor's Chancery Suit By Axing Free Takeover
• Investor Appeals Chancery Toss Of $2.4B SPAC Deal Suit
• Latham, Goodwin Lead Cold Storage Giant's IPO Filing
• FCA Asked To Block Shein IPO Over Forced Labor Concerns
• UK Man Avoids Jail In $13M Whiskey, Wine Investment Scam
• ​​​​​​Nelson Mullins' Real Estate Capital Markets Team Gains Atty
• Archegos Duo Won't Testify In $36B Market Distortion Trial
• Crypto ATM Co. Coinme Taps MoneyGram Atty As Legal Head
• Warhol, Monet Artwork Forfeited To US In 1MDB Clawback
• Gas Co. Says Trader Flouted Credit Cap For $37M Storm Trades
• Archer Aviation SPAC Deal Blasted As 'Sham' In Chancery Suit
• Coffee Chain Dutch Bros Beats Investor Suit For Good
• Adviser, Firm Owe SEC $425K For Mishandling Crypto Assets
• SEC Accuses Ex-CEOs Of Duping Market In $138M Offering
• GOP Lawmakers Urge 8th Circ. To Quash SEC's Climate Rule
• FTX Gets OK To Seek Creditor Votes On Ch. 11 Plan
• Chancery Tentatively OKs $15.5M Lordstown SPAC Suit Deal
• Rocket Co. Shareholders Sue For Info On Take-Private Deal
• Hedge Fund Exec Avoids Prison After Forex-Rigging Trial
• Firm Accused Of Raising $12M On Fake Investment Claims
• Fintech Exec Gets 3 Yrs In Crypto Market Manipulation Plot
• Banks As Crypto Custodians May Rest On SEC Bulletin's Fate
• After A Brief Hiccup, The 'Rocket Docket' Soars Back To No. 1
• Indian AI Data Center To Go Public In $2.75B SPAC Merger
• Takeaways From Regulators' £61.6M Citigroup Trading Fine
• Alleged Contract Killing Sparks Delaware Chancery Lawsuit
• SEC Official Urges Banks To Report Commercial RE Risks
• GM Financial Pulls FDIC Industrial Bank Application, For Now
• CFTC Says Gemini Can't 'Heighten Burden' Over Omissions
• Truth Social Dispute Heads Toward Chancery Trial In July
• Big Banks Face Potential Broader Recovery Plan Rules
• Fintech Exec Gets 45 Months For Crypto Market Manipulation
• OCC Eyes Post-SVB Revamp To Recovery Planning Standards
• O'Melveny Adds Katten Credit Finance Trio In California
• Catching Up With Delaware's Chancery Court
• DOL Still Mulling Changes To Pension De-Risking Guidance
• Defense Contractor Gresham Inks $83M SPAC Merger
• Akin Adds Capital Markets Partner From Kirkland In Houston
• Cooley-Led Therapy Developer Alumis Aims For $300M IPO
• Recruitment Trends In Emerging Law Firm Frontiers
• 2nd Circ. Reopens Insider Trading Suit Against Hedge Fund
• UK WWII Tourist Biz Tunnels Its Way To Amsterdam For IPO
• 4 Big Banks Cited For 'Living Will' Weaknesses By Fed, FDIC
• Twitter Judge Skeptical Of Musk's Bid To Beat Investor Suit
• FDIC Creates Offices To Investigate Workplace Misconduct
• Crypto Vet With FTX Ties Launches Fintech Policy Think Tank
• SEC Bypassed Congress On Climate Regs, Suing States Say
• Treasury Unveils Rules Curtailing Outbound Tech Investments
• FDIC Approves 1st Industrial Bank Application In Years
• Ripple Defeats Class But Not Howey Over Token Sales
• 8 Firms To Lead 4 IPOs Totaling $806M As Action Heats Up
• American Airlines Can't Shake ESG Retirement Class Action
• SPAC Shareholder Sues In Del. Over Beachbody Merger
• Pierson Ferdinand Picks Up Manatt Blockchain Atty
• Glassblowing Makes Me A Better Lawyer
• SEC Official Seeks To Ease Concerns Over Cybersecurity Rule
• FDIC Expands Requirements For Big-Bank Resolution Plans
• Colo.'s Opt-Out Interest Rate Law Halted In Trade Group Suit
• Oprah Special Hiked Viacom Price, Archegos Trader Concedes
• Ex-ITT Students Net $12M Win In Predatory Lending Scheme
• 6 Firms Build Hydrogen Developer's $1.6B SPAC Merger
• Crypto Co. Says SEC Won't Bring Case Over Ethereum
• Walmart, Capital One Settle Credit Card Agreement Spat
• Ex-Popular Bank VP Convicted Of COVID Aid Fraud
• What DOL Fiduciary Rule Means For Private Fund Managers
• Deals Rumor Mill: Carlyle-KKR, Didi IPO, Open AI
• New Navajo Law Expected To Double Infrastructure Funds
• Dickinson Wright Brings On McDermott, Bell Nunnally Attys
• Money, Money, Money: Limiting White Collar Wealth Evidence
• How Associates Can Build A Professional Image
• Nasdaq Stockholm Fined $9.6M For Compliance Breaches
• 9 Firms Vie To Lead Suit Over Ad Tech Co.'s Microsoft Ties
• SEC's Ether Orders Spur Hope For Crypto, Caution From Attys
• 4 Firms Steer Family-Owned Baker Europastry's IPO Plans
• Crypto Firm Latinum Can't Arbitrate Investors' Fraud Suit
• Fed Should Vote Now On Basel Capital Hike Plan, Warren Says
• Archegos Trader Doubles Down On Hwang Accusations
• Considerations For Cooperation Contracts In Loan Trades
• Emerging Trends In ESG-Focused Securities Litigation
• MoFo Brings On SEC Veteran From Skadden In DC
• African Gold Miner To Go Public Via $500M SPAC Merger
• Foley Hoag Hires Former DOJ Fraud Section Deputy
• Firms Must Rethink How They Train New Lawyers In AI Age
• Trader Claims Firm Owes Bonus On $37M Texas Storm Profits
• PennyMac 'Shocked' Investors With Post-Libor Fix, Suit Says
• Bitcoin Mining Hosting Vendor Can't Dodge $6.4M Suit
• SEC Fines Unlicensed Brokers $2.7M In Microcap Stock Case
• Ginnie Mae, HUD Want Bank's Loan Lien Suit Sent To Dallas
• SEC Says Ripple's Remedies Not Comparable To Terraform's
• FTX, Customers Lay Claim To SBF's $11B Forfeiture Tab
• Crypto Trading Firm Nabs NY BitLicense
• Foreign Investors Sue Over Lost $7.7M NYC Mall Investment
• Next Steps After 5th Circ. Nixes Private Fund Adviser Rules
• Hertz Warrant Holder Sues In Chancery For Contract Breach
• Catching Up With Delaware's Chancery Court
• Structured Finance Pros Rejoin King & Spalding From Milbank
• SEC Head Of Crypto Assets And Cyber Unit Departs Agency
• Morgan Lewis Adds NY Private Funds Atty From Schulte Roth
• Think Like A Lawyer: Always Be Closing
• White & Case-Led Ukraine Seeks Debt Relief By Aug. Deadline
• Justices To Hear Nvidia Case On Securities Pleading Standard
• 2nd Circ. Releases Citi From Order To Freeze Assets In Gabon
• Judge Declines To Decide Whether Gemini Misled CFTC
• Gemini, NYAG Settle Crypto Lending Fraud Case
• SEC Says Bahamas Firm Was Set Up To Skirt Day Trading Rules
• Ripple Cites Terraform Fine In Call To Limit SEC Penalty
• Chinese Delivery Co. To Settle IPO Class Action For $4.9M
• Expected Developments From Upcoming Basel Capital Rules
• Australian Biotech Firm Telix Pharmaceuticals Pulls US IPO
• Deciphering SEC Disgorgement 4 Years After Liu
• Judge Orders $2.9M Chinese Dissident's Fund Share Sale
• Cooley-Led Diagnostics Firm Tempus AI Raises $411M IPO
• Judge Will Tap Arbitrator To Explain $87M Shipping Award
• 9th Circ. Doubts SPAC Investors Can Sue Lucid Over Merger
• Judge OKs RBS, Lloyds Bank and Others' $1.9M Libor Deal
• Express Picks Stalking Horse Bidder As Ch. 11 Buyer
• SEC's Gensler Rethinking AI Advising, Crypto Custody Regs
• Updates To CFTC Large Trader Report Rules Leave Questions
• Pryor Cashman Aided Developer Fraud, Owes $5.7M, Cos. Say
• Manatt Picks Up Crypto Co. DCG's Legal Head As New Partner
• Deals Rumor Mill: Paramount, Cineworld, Kraken IPO
• Biden Picks CFTC's Goldsmith Romero For FDIC Chair
• Playing Chess Makes Me A Better Lawyer
• Oppenheimer, Cybersecurity Co. Settle $12M SPAC Bill Spat
• 'Tiger-Wolf' Trader Cops To Wire Fraud For $700K Scheme
• 1st Circ. Finds PREPA Bondholders Have $8.5B In Valid Liens
• Wells Fargo Accused Of Mismanaging Forfeited 401(k) Funds
• SPAC Dealmakers Expect Modest Pickup After Market Bottom
• Directors Of Defunct Med Tech SPAC Seek Toss Of Del. Suit
• QuantumScape Shareholders Seek Initial OK For $47.5M Deal
• Forte Biosciences Reaches $2M Deal To End Chancery Suit
• Beware Shifting Provisions In Middle-Market Loan Documents
• Freshfields Adds Ex-Kirkland, Davis Polk Attys In New York
• Terraform To Settle With SEC For $4.5B After Fraud Trial
• How SEC Could Tackle AI Regulations On Brokers, Advisers
• GameStop Raises More Than $2.1B In Share Sale
• Litigation Inspiration: Attys Can Be Heroic Like Olympians
• Property Investor Special Opportunities Scraps IPO Plans
• Martin Shkreli Told To Defend Use Of Wu-Tang Album
• 2nd Circ. Cites Macquarie In Booting Suit Over Go-Private Deal
• SIFMA, Missouri Seek Early End To Anti-ESG Rules Suit
• Fed's New Internal Trading Policy Full Of Loopholes, Sens. Say
• Hedge Fund Anson Settles With SEC Over Cannabis Shorts
• HashiCorp Hit With Investor Suit Over $6.4B Sale To IBM
• Travelers Says No Coverage For Investment Bank's Bond Row
• Ex-Kirkland Partner Gets Second Term As PCAOB Chair
• Slow IPO Recovery Expected To Accelerate In 2025
• What To Know As CFPB Late Fee Rule Hangs In Limbo
• FINRA Fines Brokerage TradeZero Over 'Finfluencer' Promos
• A Deep Dive Into The Evolving World Of ESG Ratings
• What TikTok's Race Against The Clock Teaches Chinese Firms
• Ga. Justices Disbar Atty For Unlawful Disbursement Of $2M
• Uniswap Taps Coinbase Atty To Be CLO As SEC Fight Looms
• Lean Into The 'Great Restoration' To Retain Legal Talent
• Archegos Boss Got Angry Over Bathroom Breaks, Jury Told
• Raspberry Pi Debuts In London After Raising £166M
• Voyager Crypto Investors Get Initial OK For $2.4M Deal
• Gemini Says Jury Must Weigh Alleged 'Omissions,' Not Judge
• Ex-LA Chinatown Bank CFO Gets 3 Years For Embezzlement
• Pension Fund Repays PBGC $8M In Excess Financial Aid
• Fat Brands Faces Investor Suit Over $47M Loan Scheme
• Bloomberg's Utility Bond Changes Hurt Consumers, Suit Says
• Exxon Says Activist Investor Could Still Target Core Business
• Unlocking Blockchain Opportunities Amid Legal Uncertainty
• Adopting 7 Principles May Improve Voluntary Carbon Markets
• 2nd Circ. Remands Malpractice Suit Against DLA Piper
• Arnold & Porter Advises Cognizant On $1.3B Belcan Buy
• Conduent Buys Back $132M Of Shares From Carl Icahn
• What The NYSE Proposed Delisting Rule Could Mean For Cos.
• Catching Up With Delaware's Chancery Court
• Elliott Presses Southwest Airlines For Leadership Changes
• Casper Investors Ink $3M Deal Over Mattress Co.'s Woes
• Terraform Funder Must Face Class Claims In Illinois
• Sports Co. Scoffs At SEC's 'Unreasonable' Damages Bid
• SEC Fines Ex-AstraZeneca Insider $1.4M For Merger Trades
• 6th Circ. Revives Investors' Suit Over Leech Tishman Advice
• Nossaman Picks Up Pensions Partner In Phoenix
• Goodwin, Cooley Lead J&J-Backed Neurological Firm's IPO
• Bank Says Alzheimer's Center Owes $17M On Defaulted Loan
• White & Case, Latham Lead Aramco's $11.2B Stock Offering
• DLA Piper Steers Tech-Focused SPAC's $250M Filing
• Shein's Pursuit Of London IPO Proves US-China Rift Persists
• Debate Over CFPB Definition Of Credit Is Just Beginning
• Emboldened SEC Spells Double Trouble For Defense Bar
• Ex-Director In NYC Mayor's Office Charged With Bank Fraud
• Former Allianz Unit Exec Admits Role In $6B Fund Fraud
• Davis Polk Guides Emerson On $3.5B Copeland JV Exit
• White & Case Guides French Tech Biz On €350M Paris IPO
• Treasury Eyes AI As OCC Chief Calls For More 'Accountability'
• SEC Sued For Info On Text Message Sweeps
• Pharma Co. Misled Investors On Seizure Drug Trial, Suit Says
• Investors Say Fund Preyed On Alums For RICO Scheme
• NY AG Says $1B Crypto Pyramid Scheme Targeted Immigrants
• Simpson Thacher, Latham Guide Waystar's $968M IPO
• Key Takeaways From 2024 Accountants' Liability Conference
• A Closer Look At Feds' Proposed Banker Compensation Rule
• Trump Media SPAC Sponsor Must Post Bond In Chancery Row
• 5 Firms Steer Pair Of Cross-Border IPOs Totaling $230M
• Fishing Makes Me A Better Lawyer
• Latham Leads Robinhood In $200M Buy Of Crypto Exchange
• Shein's London Float Invites Scrutiny Of ESG Issues
• Haynes Boone Guides Natural Gas Producer's SPAC Merger
• Tokenizing Real Assets Touches Crypto Concerns, Reps Say
• Dems Urge SEC To Double Down On Climate Enforcement
• Axos Says Money Market Account Suit Should Be Arbitrated
• Nigeria Holding US Binance Exec Hostage, Lawmakers Say
• SEC Risk Alert Outlines Broker-Dealer Exam Process
• Synchrony Charges Were Unlawful 'Veteran Penalty,' Suit Says
• AI Co., Biotech Prep IPOs Worth $602M As Novelis Delays
• Archegos Ex-Exec Who Sued Fund Testifies At Founder's Trial
• Truth Social Investors Want Fla. Suit Paused For Del. Claims
• Parsing Controversial Del. General Corporation Law Proposals
• A Look At US-EU Consumer Finance Talks' Slow First Steps
• Ex-Skadden Atty, Credit Suisse Beat TransPerfect's Fraud Suit
• A Healthier Legal Industry Starts With Emotional Intelligence
• Husch Blackwell Adds Berger Singerman Finance Pro In Fla.
• Texas To Launch Stock Exchange Backed By $120M Capital
• 5th Circ. Private Funds Ruling Could Rewrite SEC Agenda
• Ontrak CEO Shed $20M In Stock With Insider Info, Jury Hears
• GOP Spending Bill Aims To Cut SEC Budget, Nix Climate Rule
• NBA-Tied NFT Co. To Pay $4M Over Buyers' Securities Claim
• SEC Inks Deal With Ex-Food Co. Execs Over Misspent Funds
• Bread Financial Wants Suit Over Spinoff's 'Death Spiral' Axed
• 2 Firms Tapped To Lead Barclays Investor Suit
• To Make Your Legal Writing Clear, Emulate A Master Chef
• SEC Shutters Salt Lake City Office, Shifts Cases To Denver
• Experian Accuses Firms Of Fake Mortgage Denial Scheme
• Circuit Judge Writes An Opinion, AI Helps: What Now?
• Illumina Board Puts Grail Spinoff In Motion After EU OK
• Ex-Lumentum VP Traded On Merger Info, SEC Says
• Buchanan Ingersoll Denies Deceit Over Harrisburg Incinerator
• Archegos Jury Note Demands Info After Atty's COVID Absence
• V&E Advises $700M Offer To Take Whitestone REIT Private
• FTX, IRS Propose Settling $8B Tax Fight For Just $885M
• Humana Hit With Investor Suit Over Post-COVID Costs
• Fifth Third Bank Sued Over 'Hidden' Cost Of Solar Panel Loans
• Navy Federal Lets AI Co. Monitor Calls, Suit Says
• Vietnamese EV Co. Hit With Investor Suit Over SPAC Merger
• Exxon Fights Activist Investor's 'Toothless' Dismissal Bid
• Congress' Crypto Votes Lay Groundwork For Next Session
• Del. Court Tosses SPAC Suit Targeting $2.4B EV Co. Deal
• Catching Up With Delaware's Chancery Court
• In The CFPB Playbook: Regulatory Aims Get High Court Assist
• Archegos Bets Moved Stock Prices Like A 'Magnet,' Jury Told
• Biotech Firm, Mobile App Prepare To Enter IPO Fray
• Jane Street Blasts Trading Firm's Defense In Trade Secret Row
• Sullivan, Simpson Guide Ackman's Pershing On $1B Sale
• Holland & Knight Hires 3 Ex-Loeb Partners In LA
• Davis Polk Atty Is Kramer Levin's Latest Restructuring Hire
• High Court Won't Hear Arguments On Madoff Clawback Math
• Blockbuster Summer: 10 Big Issues Justices Still Must Decide