Capital Markets Archive » November, 2024

Capital Markets - November, 2024

268 articles

• Special Master In Citgo Sale Suit Goes Back To Drawing Board
• Elon Musk Targets CFPB With Call To 'Delete' Agency
• GOP-Led States Accuse BlackRock Of Driving Up Coal Prices
• Ga. CPA Must Pay SEC $850K For Ponzi Scheme Role
• How CFIUS' Updated Framework Affects Global Investors
• SEC Exempts More Debt Securities From New Trading Rules
• 5 Ways SEC's Crypto Approach Could Change Under Trump
• Davis Polk, Cleary Drive Chinese Robotaxi Firm's Upsized IPO
• Warner Bros. Hit With Investor Suit Over Failed NBA Deal
• 2nd Circ. Nixes VR Capital Venezuela Fraud Suit
• Wells Fargo Dodges 2nd Circ. Rehearing In $500M Plunge Suit
• Crypto Miner Can't Get Quick Appeal In SEC Fraud Suit
• Oracle Says Crypto Co. Is Flouting 2020 Settlement Of TM Suit
• Autodesk Wants Out Of Investor Suit Over Internal Controls
• 2nd Circ. AmTrust Decision Shows Audit Reports Still Matter
• Flying Makes Me A Better Lawyer
• California's Top Bank, Fintech Regulator To Exit At Year's End
• Ropes & Gray Atty Is Kirkland's Latest Debt Finance Hire
• DraftKings Wants Damages In NFLPA's Licensing Suit Axed
• SEC Secured Historic $8.2B Enforcement Haul In 2024
• Grayscale Seeks Win In Rival's $2M Unfair Practices Suit
• Lampert, Sears Stockholders Set Appraisal Share Faceoff
• Kalshi's Election Contracts Are Here To Stay, DC Circ. Told
• How Crypto Cos. Can Take Advantage Of 'Mini-IPOs'
• $65M Deal In Texas Drilling Suit Gets Final OK
• Hedge Fund-Backed SPAC Returns To Market With 3rd IPO
• SDNY's Williams To Resign Before Trump Takes Office
• Justices Nix Petition Over $17M Bolívar Artifacts
• Split DC Circ. Punts On FINRA's Constitutionality
• Private Cos. Seek Pre-IPO Share Sales Amid Liquidity Crunch
• Lenders File Suit To Repossess 600 Crypto ATMs As Payment
• CFTC Advisers: Current Rules Work For Tokenized Collateral
• Democratic SEC Member To Step Down Amid GOP Takeover
• Capital One 'Abuses' Cast Pall Over Discover Deal, Dems Say
• Chinese EV Maker's European Unit Eyes $410M SPAC Merger
• Crypto Lobby Asks Trump, Congress To Prioritize Rulemaking
• Nvidia Supreme Court Case May Not Make Big Splash
• Off The Bench: NBA Ices Media Flap, Paul-Tyson Netflix Suit
• Taxation With Representation: Stradley Ronon, Davis Polk
• UPS To Pay SEC $45M For Improperly Valuing Freight Biz
• Circus Arts Make Me A Better Lawyer
• High Court Quietly Pulls Meta Case Without A Ruling
• Special Master Ordered To Turn Over Citgo Pact To Venezuela
• SEC Denied Civil Penalties Over Pot Pill Exec's 'Inexperience'
• Children's Place Investor Drops Suit After Counsel Rule Qualm
• Forex Trader Gets 23 Years For $93M Investor Fraud
• Fed's Bowman Sees The Bright Side In Chevron's Demise
• SEC Seeks More Data On Nasdaq Plan To Speed Up Delistings
• Weed Co. Must Pay $5M To Entrepeneur In Investor Dispute
• Prime Core's Ch. 11 Trust Sues To Reclaim $10M Payout
• Grayscale Says Rival In $2M Suit Misled Bitcoin Investors
• Dentons Atty Owed No Duty In $54M Currency Deal, Jury Says
• Ga. Attys' Easement Fraud Class Suit Shipped To State Court
• Crypto Cos. Add New Play In Their Offense Against SEC
• 2 Energy Transition-Focused SPACs Raise $210M Combined
• 3 Ways To Train Junior Lawyers In 30 Minutes Or Less
• New SEC 'Dealer' Rule Tossed In Win For Hedge Funds, Crypto
• Trump Eyes Crypto, SpaceX To Sell Shares, And More Rumors
• SEC Chair Gensler To Step Down When Trump Takes Office
• How To Safely Leverage AI In The Digital Assets Industry
• SEC Cooperators More Likely To See Pay Reprieve In 2024
• 5 Charged For 'Scattered Spider' Phishing Hacks, Crypto Theft
• Ex-Wells Fargo Adviser Admits To Stealing $3M From Clients
• $2.6M Deal Proposed To End Chancery Lottery.com Suit
• $3B TD Bank AML Settlement Is A Wake-Up Call For All Banks
• Firms For Ohio Funds Aim To Steer ZoomInfo Investor Suit
• What Trump Presidency May Mean For Climate Reporting
• Biden Bank Regulators Punt Big-Ticket Rulemakings To Trump
• Archegos Founder Gets 18 Years For Massive Market Fraud
• Cleary Hires Milbank Atty For Capital Markets Team
• MVP: Cahill Gordon's Stuart Downing
• Davis Polk-Led Comcast To Spin Off NBCUniversal TV Assets
• Bankman-Fried Tech Deputy Who Parsed Code Avoids Prison
• Ex-OpenSea Staffer Says Insider Trading Verdict Must Fall
• 11th Circ. Weighs Whether Tornado Cash Sanctions Overreach
• Calif. Judge Says Crypto DAOs Are Entities That Can Be Sued
• 10th Circ. Mulls Constitutional Challenge To Securities Orgs
• CFPB's Medical Debt Guidance Faces Industry Injunction Bid
• Ex-Fed Examiner Cops To Insider Trading, Settles With SEC
• Jury To Decide If Gemini's Bitcoin Statements Were False
• Dentons Atty Owed No Duty In $54M Currency Swap, Jury Told
• Graham Capital Sues To Stop Ex-Exec's Return To Competitor
• Shaq Reaches $11M Deal With Astrals NFT Buyers
• Cravath-Led Robinhood To Acquire TradePMR In $300M Deal
• DC Sues Wage Advance Co. For 'Predatory Lending'
• SEC Action Indicates Continued Focus On ESG Disclosures
• FDIC's Gruenberg To Exit On Eve Of Trump's Inauguration
• MVP: Jones Day's Melissa Mitchum
• The Bar Needs More Clarity On The Discovery Objection Rule
• SEC Says Bogus Heir Of Nigerian Billionaire Ran IPO Scheme
• SEC Says Calif. Atty, His Wife Stole $2.2M To Buy House
• Judge Won't Release Kraken To Appeal Order In SEC Suit
• Justices Urged To Pass On 3rd Circ. CFPB Loan Trust Case
• Ex-AutoZone CEO Must Face $1M 'Short-Swing' Profit Suit
• Industry Group Wants Trump-Era SEC Proxy Rules Reinstated
• Ex-Crypto CEO Bribe Case Unsealed As Firm Inks $10M Deal 
• Hacker's Wife Gets 18 Months For Laundering Stolen Crypto
• Mutual Fund Manager Owes SEC, CFTC $11M After Trial
• StraightPath Execs Must Face $386M IPO Fraud Charges
• Dems Probe Treasury On Effects Of Crypto Mixer Sanctions
• SEC Sued Over FINRA's One-Day Bond Reporting Timeline
• Webtoon Brass Hit With Derivative Suit Over Post-IPO Plunge
• Venezuela Slams Withholding Of Stock Docs In Citgo Sale
• Latham-Led Software Startup ServiceTitan Joins IPO Pipeline
• Treasury Finalizes Tougher Foreign Investment Law Penalties
• Operator Of Darknet Crypto Laundering Tool Gets 3 Years
• Wachtell-Led CVS Adds Glenview CEO, Others To Board
• MVP: McKool Smith's Courtney Statfeld
• What's Next For The CFTC After The Election
• Comtech Agrees To Board Shake-Up With Ex-CEOs
• Big Banks Still Need To Beef Up Controls, Fed Report Says
• Jordan Says DOJ, FTC, CFTC Teed Up Actions Ahead Of Trump
• Trump's SDNY Pick A Familiar Face In Wall Street's Legal Wing
• SEC-Sanctioned Accounting Firm Sued Over Pre-IPO Work
• Venezuelan Lawyer Relied On Ex-Dentons Atty In $54M Swap
• Kalshi Fires Back At CFTC's 'Futile' Election Betting Appeal
• Healthcare Co. PACS Made False Claims Before IPO, Suit Says
• EV Carmaker Lucid Sued In Del. For Inflated Biz Claims
• Dogecoin Buyers Drop Bid To Revive Suit Against Musk
• SEC's Top Cop Says Election Hasn't Slowed Enforcers Down
• Hedge Fund Group Urges Trump To Reject 'Punitive' Policies
• Investor Drops Stock Pumping Suit Against UPS
• Being A Navy Reservist Makes Me A Better Lawyer
• Orrick Trial Partner Joins Morgan Lewis In Boston
• Chinese Self-Driving Startup Pony Revs Up $180M IPO
• Bitfinex Hacker Gets 5 Years For Laundering Stolen Crypto
• 3 Firms Guide UAE Grocery Giant Lulu's $1.7B Market Debut
• Supposed AI Fund's Manager Accused Of Wire, Securities Fraud
• Crypto And Private Fund Groups Push SEC On Dealer Rule
• Split 5th Circ. Affirms SEC's Kroger Proxy Decision
• XL Fleet SPAC Suit Tentatively Settled For $4.75M In Del.
• Red State AGs Sue SEC Over Crypto Policy
• Fenwick-Led AI Firm CoreWeave Inks $650M Secondary Sale
• OCC Recovery Guidance Can Help Banks Bounce Back Better
• Boeing Could Sell Navigation Unit For $6B, And More Rumors
• Navigating DOJ's Patchwork Whistleblower Regime
• 'We'll Leave It To Others': SEC's Gensler Hints At Exit
• DLA Piper Int'l Arbitration Co-Chair Swaps Paris For NY
• Greenberg Traurig Adds Procopio Corporate Ace In San Diego
• So You Want To Move Your Law Practice To Canada, Eh?
• A Look At Similarities Between SOX And SEC's Cyber Rule
• Republic Bank's 'Dysfunction' Enabled Its Failure, FDIC Says
• Feds Seek FTX Assets Used For Alleged China Bribes
• Swedish Fintech Klarna Confidentially Files US IPO Plans
• FTX Prosecutors Tout Tech Chief's 'Outstanding Cooperation'
• Caitlyn Jenner's Crypto Venture Hit With Investor Suit
• Judge To Confirm Ambri Ch. 11 Wind-Down Plan
• Justices Puzzled By Nvidia's Position In Investor Case
• SEC's Uyeda Says Limits On Private Funds Need Review
• Cadwalader Brings New Partner To Corp. Team From Kirkland
• 5 Areas Congress May Investigate After GOP Election Wins
• Ex-FDIC Head Urges Banks To 'Push Back' Against Examiners
• FTX Targets Scaramucci, PACs, Law Firm In Wave Of Suits
• Celsius' Mashinsky Must Face Full Indictment, Judge Says
• 'I Had A Dream': NJ Ponzi Schemer Gets 12 Years
• Businessman Blames Dentons For Failed $54M Currency Swap
• Fed Bans Ex-Bank Leaders Over Alleged COVID Relief Fraud
• 3 Firms Guide Rare Canadian IPO Eyed By Groupe Dynamite
• Huawei Urges Judge To Toss US IP Theft, Fraud Charges
• Elanco Pays $15M SEC Fine To Settle Sales Incentive Claims
• Weedmaps Execs Named In Derivative Action Over SEC Fine
• Tempur Sealy Merger 'Surprisingly Bold,' Competitor Testifies
• Peru Agrees To Pay Hedge Fund $40M To Settle Bond Dispute
• Hertz Investors Urge Chancery Not To Toss Stock Warrant Suit
• Truth Social Sponsor's Shares Mostly Gone, Del. Court Told
• Trump's 2nd Term May Be A Boost To Banking Industry
• Trump's 'Pro-Business' Agenda Could Be A Boon For M&A
• Indian Food Delivery Giant Swiggy To Debut After $1.3B IPO
• FTX Sues Binance, Former CEO Zhao Seeking $1.8B Clawback
• Elliott Reveals $5B Honeywell Holding, Calls For Change
• High Court Turns Away Appeal From 'Insider' Hedge Fund
• Legislation Most Likely To Pass In Lame Duck Session
• AI-Focused Semiconductor Maker Puts SPAC Deal On Hold
• 'Extraordinary Person' Gets 12½ years For Crypto Laundering
• Crypto Co. Seeks Freeze Of $4M In Contract Fight
• Meet The Attys Arguing Nvidia Securities Case At High Court
• Up Next At High Court: Self-Deportation Deadlines & Murder
• Invesco To Pay SEC $17.5M Over Misleading ESG Statements
• Shaq Reaches Settlement With Astrals NFT Buyers
• French Generative AI Startup Seeks Landmark IPO In Paris
• SEC Sues Ex-Fed Examiner For Insider Trading On Bank Stocks
• Kustom Entertainment's $222M SPAC Merger Goes Kaput
• Experienced Dealmakers Lead 3 SPACs Raising $365M Total
• What Trump's 2nd Presidency Could Mean For Crypto Sector
• FTX Investment Firm Seeks Return Of $11M In Crypto Assets
• Putting NYDFS AI Cybersecurity Guidance Into Practice
• UK Litigation Roundup: Here's What You Missed In London
• Promoting Diversity In The Selection Of ADR Neutrals
• Ex-Celsius CEO OK'd To Seek Testimony From Abroad
• Super Micro Top Brass Face Suit Over Governance 'Red Flags'
• Ill. Judge Anticipates 'Massive' Outcome Investor Restitution
• Vanguard Investors Ink $40M Settlement In Tax Liability Suit
• Ore. Judge Denies CBD Co's Bid To Freeze Bank Assets
• Truth Social Tipper Gets 28 Mos. In Trump SPAC Insider Case
• Fed Chair Powell Says He Won't Step Down If Trump Asks
• Colo. Says Man Sold $3M In Unregistered Securities
• Investors Accuse Truth Social SPAC's Ex-CEO Of Stock Theft
• Playing Ultimate Makes Us Better Lawyers
• LeBron Eyes Media Merger, AI Startup IPO, And More Rumors
• Lynk Global Taps New Execs Amid Deal With A-Rod's SPAC
• Dissecting New Circuit Split Over SEC's Proxy Adviser Rule
• Trump's SEC Expected To See 'Dramatic' Enforcement Change
• FTX Exec Looks To Avoid Prison For 'Smallest Share' Of Crime
• Trump's Win Likely To Spur Deals For Capital Markets Attys
• SEC Moves To Ax Key Defenses In Kraken Crypto Fraud Row
• SEC's Gensler Faces Group's Call To Resign After Trump Win
• Automation Co. UiPath Beats Some Shareholder Claims
• Stifel Balks At CFTC Offer To Settle Text Messaging Case
• 10th Circ. Backs Asset Freeze In Forex Exec's Latest Bid
• Justices Eye Narrowing Disclosure Rules In Meta Investor Suit
• Tempur Sealy, Mattress Firm Ask Court To Pause FTC Case
• Coinbase, CFTC Reach Discovery Agreement For SEC Case
• Business Groups Urge Calif. Justices To Nix HIV Drug Ruling
• FINRA Fines Firm Over Lax Real Estate Investment Diligence
• E-Discovery Quarterly: Recent Rulings On Metadata
• Extradited Fund Manager Denies Stealing $3.4M In Conn.
• Nano Dimension Targeted By Activist Investor Murchinson
• Parsing SEC's Emerging Trend Of Section 204A Enforcement
• What Trump's Return Means For Bank Regulation: 5 Questions
• Trump's Win Expected To Pare Back Gensler's SEC Agenda
• Trump Has Official Immunity. What About His Aides?
• How Trump Can Quash His Criminal Cases
• An Early Look At Trump's Supreme Court Shortlist
• GOP's Senate Win Hands Future Of The Judiciary To Trump
• The Firms With An Inside Track To A New Trump Admin
• Trump Media Reports $19M Quarterly Loss On Election Day
• SEC Beats Stockbroker Challenge To BSA Enforcement
• FTX Says Convicted Former Exec Must Cough Up $99M
• Binance Says New SEC Complaint Suffers Same Old Flaws
• Bright Health Beats Investor Suit Over COVID-19 Costs
• SEC Rulemaking Radar: The View From Election Day
• On The Ground: How Attorneys Safeguarded The Election
• SEC Must Prep For Legal Challenges To Regs, Watchdog Says
• Robinhood Users Denied Class Cert. In Order Flow Suit
• BofA Unit Escapes Trading Firm's Spoofing Suit For Now
• Ex-Dentons Atty Botched $54M Currency Deal, Jury Told
• SEC Dings Adviser For Improper Athlete-Endorsed Ads
• Finance Cos. Can't Prove Trade Secret Theft, Conn. Court Told
• FINRA Fines Morgan Stanley $1M For Controls Violations
• Debt Collectors Sue Over CFPB's Guidance On Medical Debt
• Crypto Industry Hopes Election Will Bring SEC Shake-Up
• Coinme Crypto ATMs Suspended By Conn. Banking Chief
• UAE Grocery Giant Lulu Seeks $1.7B IPO As Demand Grows
• Sports Collectibles Co. Sued For Books And Records
• Freshfields Boosts Capital Markets Team With Latham Atty
• A Look At Grewal's Record-Breaking Legacy After SEC Exit
• Womble Bond Hires Nelson Mullins Corporate Partner
• Striking A Balance Between AI Use And Attorney Well-Being
• US IPO Activity Hits Standstill As Election Takes Center Stage
• Insurance Industry Impacts If DOL Fiduciary Rule Is Revived
• Justices Nix Ex-Adviser's Manifest Disregard Challenge
• 'Mutant Ape' NFT Developer Avoids Prison For 'Rug Pull'
• Meet The Attys Arguing Meta's High Court Disclosure Suit
• USCIS Moves To Toss Regional Centers' EB-5 Guidance Fight
• 'Razzlekhan' Asks For Time Served For Role In Crypto Hack
• Crypto Co. Gemini Teed Up For CFTC Trial After Appeal Denied
• Crypto Co. CoinShares Appoints Citadel Alumna As GC
• Newbury Street SPAC Returns To Market With $150M Offering
• CFPB Fines VyStar $1.5M For 'Botched' Web Platform Rollout
• Del. Chancellor To Issue Musk Pay Suit Ruling By Year's End
• Blockchain Gaming Co. Immutable Says SEC May Bring Suit
• Rent The Runway Wants Redo On Investor Suit Exit Bid
• Blockchain Coinvestors SPAC To Dissolve With No Biz Combo
• Taxation With Representation: Kirkland, Davis Polk, Wachtell
• Empathy In Mediation Offers A Soft Landing For Disputes
• A Look At The Increased Scrutiny Of Cash Sweep Programs
• MVP: Sidley's Samir A. Gandhi
• Being An Artist Makes Me A Better Lawyer