Capital Markets Archive » December, 2024

Capital Markets - December, 2024

194 articles

• Ex-Pharma Exec Charged With $38M Insider Trading Scheme
• SEC's Dealer Rule Loss Is A Lesson To Regulators, Atty Says
• Binance Investors Seek To Update Suit After Federal Charges
• A Look Back At 2024's Major Securities Litigation Moments
• Suit Slams SEC's Use Of 'Career Death Penalty'
• Crypto Trading Co. To Pay SEC $123M Over Terraform Claims
• Wells Fargo, LPL Financial Fined $3.6M For Bad Trading Data
• SEC Fines Entergy $12M Over Alleged Accounting Errors
• How White Collar Enforcement May Shift In Trump's 2nd Term
• Trump Transfers $4B Equity Stake In Media Startup To Trust
• Former Connecticut Bank GC Admits Embezzling $7.4M
• Skadden To Help FedEx Deliver Freight Biz Separation Plan
• New Trump Admin May Bring Financial Oversight Turbulence
• The Justices' Securities Rulings, Dismissals That Defined '24
• Cooley Capital Markets Pro Joins Sidley In California
• Fuji Soft Founder, Bain Band Together On 'Not' Hostile Bid
• 2024 Election Results May Prove Fortuitous For Family Offices
• 10 Noteworthy CFPB Developments From 2024
• Capital Markets Attorneys Ready For Reset After Bumpy 2024
• Fixing Up Cars Makes Me A Better Lawyer
• Atkins-Tied Crypto Group Lays Out Its Priorities For New SEC
• Ex-Biopharma Exec Settles SEC Insider Trading Claim
• 'Hawk Tuah' Memecoin Promoters Sued Over Crypto Flop
• Ropes-Led Bain Capital Trims Stake In Kioxia After $800M IPO
• Medical Supplies Giant, Drone Operator File Confidential IPOs
• Judge Says Investing Firm Owes Marketer $330K, Not $10M
• Fed, OCC 'Asleep At Wheel' On Merger Policy, Warren Says
• 2024 Has Been A Momentous Year For ESG
• Honda, Nissan Mulling Merger, And Other Deal Rumors
• Morrison Foerster, Freshfields Guide $1.8B Packaging Deal
• Sony Ups Stake In Japanese Video Game Maker's Parent Co.
• Tornado Cash Founder Says 5th Circ. Order Merits Dismissal
• Making The Pitch To Grow Your Company's Legal Team
• The Story Of 2024's Biggest Bank Regs, And Their Fate In 2025
• Musk Pay Fight Shows Investor Approval Isn't Universal Cure
• OCC Orders 'Comprehensive' Remedial Action For USAA Bank
• BiT Global Loses Bid To Block Coinbase Delisting In $1B Suit
• FDIC Moves Closer To Suing Ex-Brass Of Silicon Valley Bank
• NFL Union Rips DraftKings' Dismissal Try In Licensing Suit
• Divided SEC Approves PCAOB's $400M Budget
• Morrison Foerster Cites Tariffs As Key M&A Variable For 2025
• EY Accused Of Aiding Energy Firm's SPAC Fraud
• Justices Rightly Corrected Course In Nvidia And Facebook
• Gov't Scrutiny Of Workplace Chat Apps Set To Keep Growing
• GOP Hill Leaders Pledge To Prioritize Crypto Bills Next Year
• BDO Asks 2nd Circ. To Rethink AmTrust Investor Suit Ruling
• CORRECTED: Ineligible Calif. Securities Atty Accused Of Tax Crimes
• Del. Justices Won't Revive Investors' $2.4B EV SPAC Deal Suit
• Broker, AML Chief Settle SEC Suspicious Activity Claims
• SEC, CFTC Members Eye Crypto Coordination Under Trump
• Alcohol Co. Sued Over Biz Hangover After COVID Lockdowns
• SEC Says Express Didn't Disclose $1M In Ex-CEO Perks
• Hunton Adds Ex-Flagstar Atty To NYC Office
• Drug Co. Investor Sues In Del. Over $140M Insider Windfall
• Asset Manager Gets 2½ Years For Role In $1.2B PDVSA Scheme
• When US Privilege Law Applies To Docs Made Outside The US
• Express Inc.'s Post-Sale Ch. 11 Liquidation Plan Approved
• Changes To Expect From SEC Under Trump Nominee
• Executive Orders That Could Affect Financial Services In 2025
• Fenwick-Led AI Startup Databricks Nets $10B In Private Round
• Ginkgo Bioworks Investors Get Final OK Of $17.8M Settlement
• Split SEC Will Require Certain Filings Be Made Electronically
• Texas Bitcoin Mining Enterprise's Investors Accuse It Of Fraud
• Chinese Fintech 9F Partially Beats Investors' IPO Suit
• Becton Dickinson To Pay SEC $175M Over Pump Claims
• Anchorage Digital Awarded BitLicense From NY Regulator
• 'Minimal Participant' Bar Is Tough To Clear For Whistleblowers
• Honeywell May Split Aerospace Biz Amid Activist Pressure
• 2024 IPO Market Trends, And What To Expect Next Year
• Justices Won't Hear 3rd Circ. CFPB Student Loan Trust Case
• Coinbase Faces $1B Antitrust Suit Over Crypto Rival's Delisting
• Medical Device Co. Brass Hid SPAC's True Value, Suit Says
• Advocacy Group Has Change Of Heart On SEC Reg Challenge
• US Bank Fails To Beat RMBS Suit From Commerzbank
• Labaton Keller To Lead ZoomInfo Investor Class Action
• SEC Sued In 9th Circ. To Move On Accredited Investor Petition
• Del. Chancellor Positions Musk Pay Fight For Likely Appeal
• SEC's Corporation Finance Director Gerding To Step Down
• Pharma Co. Brass Face Investor Suit Over Drug Trial Probe
• Insurer Argo Beats Investor Suit Over Reserve Estimate Risks
• Silvergate Bank Slams Stockholder's Bid To Take Over Ch. 11
• A Look At SEC, CFTC's Record Year For Whistleblower Awards
• 3 Firms Guide Pair Of SPAC Listings Totaling $410M
• What 2024 Trends In Marketing, Comms Hiring Mean For 2025
• Kirkland, Wachtell Guiding Warner Bros.' Strategic Split
• Cantor Fitzgerald To Pay SEC $6.75M Over SPAC Disclosures
• Incora's Opt-Outs Not Like Class Actions, US Trustee Says
• Bitcoin Investor Gets 2 Years For Tax Fraud In Landmark Case
• SEC Will Be GOP-Only Without Crenshaw's Vote, Groups Warn
• Pharma Co. Says Federal Court Must Weigh Atty Fee Bid
• Fla. Judge Awards $114M To Crypto-Forex Exchange Investors
• DC Circ. Leans Toward BofA In Pandemic Market Loss Bout
• Biden Steel-Deal Block, Walgreens For Sale, And More Rumors
• Wash. Man Gets 41 Months For Gamer-Duping Crypto Scam
• 5 Notable Anti-Money Laundering Actions From 2024
• Alpine Ruling Previews Challenges To FINRA Authority
• Group Running Makes Me A Better Lawyer
• 5th Circ. Tosses SEC's OK Of Nasdaq's Board Diversity Rule
• Latham, Wilson Sonsini Lead ServiceTitan's $625M IPO
• SEC Must Revisit $23M Demand In Collectibles Fraud Case
• Ex-Telecom CEO Charged With Insider Trading On His Own Firing
• Tesla Stockholder Contests $345M Musk Pay Fight Fee In Del.
• Trump Media Fights Stay Of Fla. Suit In Investor Dispute
• Strategies For Home Equity Investment Providers In 2025
• MoFo Adds Group Of 7 Lawyers From Goodwin Procter In NY
• 6 Changes I Would Make If I Ran A Law School
• FTX Settles With Congressional PACs In Ch. 11
• CFPB's Chopra Won't Head For Exit Ahead Of Trump's Arrival
• Justices' Cold Feet On Nvidia, Meta Leaves Attys Guessing
• Robinhood Seeks Arb. For Remaining Meme Stock MDL Suits
• SEC Says Ex-Rep Defrauded Investors With Short-Term Bets
• UpHealth Says Glocal Execs Stalling On $115M Award Suit
• SEC Says Xtreme Fighting CEO And GC Defrauded Investors
• Crypto Groups Rally Against Reappointing SEC's Crenshaw
• Implications Of NY Climate Case For Generating Facilities
• Using Data To Inform Corporate Disclosure Decisions
• Advent Says Chancery Rulings End Funeral Co. Suit
• Firms Still Have The Edge In Lateral Hiring, But Buyer Beware
• Trump Media Investors Urge Stay Denial In Del. Suit
• Blockchain Co. IP Fight With Investment Firm Teed Up For Trial
• SocGen Unit To Pay FINRA $950K Over Fingerprinting Lapses
• EV Carmaker Lucid Wants To Shed More Of Inflated Biz Suit
• SEC's Trading And Markets Director Zhu To Leave Agency
• Risk Disclosure Issue Remains After Justices Nix Meta Case
• Feds Seek 2-Year Sentence In Landmark Crypto Tax Case
• Think Like A Lawyer: 1 Type Of Case Complexity Stands Out
• Allianz Exec Avoids Prison For $7B Investor Fraud
• $490M Suit Over Kurdish Telecom Loan Paused For Arbitration
• How Paul Atkins' Last SEC Term Might Shape Agency's Future
• Merrill Lynch Can't Beat Stock Loan Class Cert. Bid
• FTX Says Three Arrows Can't Add $1.5B To Ch. 11 Claims
• CFTC Tells DC Circ. Election Bets Turned Kalshi Into 'Casino'
• FTX Exec's Sentencing Shows Pros And Cons Of Cooperation
• SEC Custody Rule Creates Crypto Compliance Conundrum
• FDIC Asked Banks To 'Pause' Crypto Activity, Letters Show
• Senate OKs Bill To Ease SEC Reporting Regs On Rural Telcos
• AI Hype Won't Wash With Canadian Securities Regulators
• Freshfields Adds 2 Corporate Laterals In Silicon Valley
• Think Like A Lawyer: Note 3 Simple Types Of Legal Complexity
• Jane Street Ends Trade Secret Fight With Rival Investing Firm
• Trump Taps Musk Ally David Sacks As 'AI & Crypto Czar'
• CFTC Flags AI Compliance Obligations In New Advisory
• Software Co. Five9 Sued After Surprise Guidance Slash
• Investors Sue Pegasystems In Corporate Espionage Case
• FINRA Fines Firm $900K Over SPAC Underwriting Fee Issues
• Chinese Bank Faces New Suit Alleging Reinsurance Fraud
• FTX Clawback Deal With Ex-Alameda Co-CEO Gets Court Nod
• SpaceX Seeks Astronomical $350B Value, And More Rumors
• Gardening Makes Me A Better Lawyer
• Battery Recycling Firm To Go Public Via $250M SPAC Merger
• Hunton Gains Capital Markets Pro In Dallas From V&E
• Federal Embrace Of Crypto Regs Won't Lower State Hurdles
• Rep. Hill Vows To Tackle Crypto 'De-Banking' In Next Congress
• SEC Scores $13M Default Judgment In Data Co. Insider Action
• GAO Finds Limited Oversight, Data On Crypto In 401(k)s
• PCAOB Boots Audit Firm, Partners Over Altered Documents
• CFTC Hits $17.1B Enforcement Record With FTX-Linked Deals
• Starbucks Brass Face Derivative Suit Over 'Reinvention' Flop
• Developer, Michigan Differ On State, Federal Securities Tests
• SEC Prioritized Enforcement Sweeps As Cases Slowed In '24
• Uber Investors' Attys Awarded $58M In $200M IPO Suit Deal
• SEC Taps New Co-Leaders For Crypto Enforcement Unit
• Equitable Mootness Insights From Greenlit Ch. 11 Plan Appeal
• 'Patriotic' Marketplace PublicSquare Raises $36M Stock Sale
• Viks' Bid To Duck Bank May Hinge On Norway Orders
• Del. Justices Skeptical $2.4B SPAC Deal Misled Investors
• Litigation Inspiration: Reframing Document Review
• Crypto Groups Hail Trump's SEC Pick Paul Atkins
• Paul Weiss-Led PE Firm's SPAC Bids £836M For E-Training Biz
• Top Ex-SEC Officials Warn Of Enforcement Upheaval
• Crypto Co. Hut 8 Wants Out Of Merger Disclosure Investor Suit
• Coinbase Says It Won't Use Firms That Hire Crypto Enforcers
• Unit Of World's Largest Bank Avoids SEC Penalty In Cyber Case
• SEC Says Biopharma's Cooperation Helped It Avoid Penalty
• 2 Cases Show DAOs May Face Increasing Legal Scrutiny
• 'Bitcoin Jesus' Calls $48M Tax Dodging Case Unconstitutional
• Judge Suspects Citigroup 401(k) Suit May Unnerve Fiduciaries
• Software Startup ServiceTitan Launches Plans For $480M IPO
• Celsius Founder Cops To Fraud That Sunk $25B Crypto Lender
• Metropolitan Commercial Bank Aided Voyager Fraud, Suit Says
• SEC Crypto Cases To Face Review Under Trump
• Bipartisan Bill Calls For AI Studies From Financial Regulators
• FDIC Must Face Some Of SVB Ex-Parent's Claims In $1.9B Suit
• SEC Taps Former Crypto Chief To Head Litigation Efforts
• Top Promoter Of $58M IcomTech Crypto Ponzi Gets 10 Years
• Citi Splits Off Mexican Retail Bank Ahead Of Planned IPO
• JPMorgan, Tesla Agree To End $162M Suit Over Musk Tweet
• How Boards And Officers Should Prep For New Trump Admin
• Chancery OKs $345M Fee Award For $55B Musk Pay Fight
• 3 Changes Community Banks Should Expect Under Trump
• Freshfields Lands Onetime SEC Acting Enforcement Head
• PE Firms Swap Calisen Stake At Reported $5B Value
• 3 Firms Guide UAE Food Delivery App's Landmark $2B IPO
• Bochner Litigator Jumps To Gordon Rees In Bay Area