Capital Markets Archive » October, 2025

Capital Markets - October, 2025

292 articles

• Banking, Business Groups Call For Federal AI Regulations
• Twin Peaks Lender Says Developer Defaulted On $12M Loan
• Citadel Securities Moves To Block New IEX Options Exchange
• Binance Founder Demands Warren Retract 'Defamatory' Claim
• Aircraft Co. Investor Wants Vote Blocked On PE-Backed Merger
• SEC Extends Fee Cap Compliance Dates After DC Circ. Ruling
• Pair Of SPAC Listings Raise $375M In IPOs
• Obesity Drugmaker Escapes Clinical Trial Securities Suit
• CFIUS Trends May Shift Under 'America First' Policy
• How Novel Del. Ruling Tackled Crypto Jurisdiction
• Meta Boosts Bond Offering To $30B Amid AI, Data Push
• FirstEnergy Asks 6th Circ. To Deny Bid For Bribery Probe Info
• What CFTC Push For Tokenized Collateral Means For Crypto
• Taxation With Representation: Skadden, Davis Polk
• TXSE Boasts $250M Total Capital After Latest Funding Round
• Feds Rest $25M Crypto Theft Case Against MIT Grads
• FINRA Fines CIBC $425K Over Flawed Options Reporting
• PE Fund, Adviser Overvalued Portfolio, Investor Suit Claims
• FDIC's Hill Says Deposit Insurance Boost May Not Raise Costs
• Logan Paul Beats CryptoZoo Investors' Suit, For Now
• Cooley, Fenwick Drive Travel Tech Firm Navan's $923M IPO
• 3 Firms Steer $9B Terex-REV Specialty Equipment Deal
• OpenAI Preps For IPO At $1T Valuation, Plus More Rumors
• NYSDFS Superintendent Returns To Sullivan & Cromwell
• Practicing Stoicism Makes Me A Better Lawyer
• FDIC's Hill To Cite Reform Focus, Experience At Senate Vetting
• Bank Groups Press 5th Circ. To Rehear OCC In-House Case
• Ex-Staffer For SEC Filings Co. Cops To Insider Trading
• FINRA Incorporates AI Into Surveillance, Risk Reviews
• ZoomInfo Must Face Investors' Accounting Fraud Suit
• Taro Pharma Beats Investor Suit Over $43-Per-Share Buyout
• The Biz Court Digest: Texas, One Year In
• Dems Spotlight Risks Of Crypto, Private Equity In 401(k) Plans
• Tesla Urges Del. Justices To Cut $176M Atty Fee In Options Suit
• Law School's Missed Lessons: Educating Your Community
• PE-Backed Medical Supplies Giant Medline Files For IPO
• Kirkland, Simpson Advise On $2.2B Jamf Go-Private Deal
• 3 Firms Guide Thermo Fisher On $8.9B Clario Deal
• Democrats Press Treasury, DOJ On Binance Founder's Pardon
• Treasury Urged To Embrace Tech In Crypto Compliance Push
• Ex-FBI Informant Loses Appeal Over $12M Short-Swing Profits
• 3 Firms Guide Apex Treasury's $300M Blockchain, Crypto IPO
• Snap Cuts $65M Deal To End Investor Suit Over Privacy Tools
• Nikola Founder's Suit Against CNBC Is 'Hubris,' NJ Panel Told
• Shifting Crypto Landscape Complicates Tornado Cash Verdict
• 5 Crisis Lawyering Skills For An Age Of Uncertainty
• Blockchain May Offer The Investor Protection SEC Seeks
• Tokenization Co. Securitize Goes Public Via $1.25B SPAC Deal
• Kirkland-Led Investor To Buy Tech Co. Idox For £340M
• Getting Grilled By FINRA 'Blows,' StraightPath Exec Texted
• MIT Bros Go After 'Sandwichers' In $25M Crypto Heist Trial
• $HAWK Buyers Get Suits Over Coin Flop Consolidated
• Venezuelan Oil Company Looks To Pause $3B Bond Ruling
• Kalshi Sues NY Regulator Over Cease-And-Desist Letter
• Trump Taps Ex-Willkie Atty For 2nd Shot At Filling CFTC Chair
• FINRA Fines Conn. Broker-Dealer Over Underfunded Reserves
• 6th Circ. Judges Question FINRA's 'Voluntary' Membership
• $2B PDVSA Ruling Offers Insight Into Foreign-Issued Debt
• Chancery Mulls Shorter Fuse For Some Court Of Equity Suits
• KKR, Apollo Plug $7B Into Beverage Biz Keurig Dr Pepper
• Robinhood User Attys Forgo Fee Over 'Unusually High' Costs
• Biotech Firm MapLight Inks $251M IPO Amid Shutdown
• Trian, General Catalyst Make $7.2B Play For Janus Henderson
• StraightPath Ex-Sales Agent Tells Jury He Lied To Customers
• It's Time For The Judiciary To Fix Its Cybersecurity Problem
• Prime Core Ch. 11 Admin Says It Cashed Out Crypto For $35M
• Wachtell-Led Huntington Strikes $7.4B Deal For Cadence Bank
• 7 Firms Steer $2.1B Take-Private Deal For Plymouth REIT
• Fed Moves To Open Stress Test Models In 'Transparency' Push
• Logan Paul Denied Win Against Crypto Zoo Co-Defendants
• Crypto.com Joins Wave Of Crypto Trust Charter Bids
• Experian Faces 4th Circ. Fight Over Credit Probe Dispute
• Investors Push To Find Crypto Firm Liable In Fraud Case
• Off The Bench: NBA Gambling Woes, Golfer's $50M Trial Win
• Tricida Investors Win OK Of $14.2M Deal Over Kidney Drug
• Recent Trends In Lending To Nonbank Financial Institutions
• Who Will Regulate Insider Trading In Prediction Markets?
• Paris-Based SPAC Targets US Acquisition After Raising $100M
• Crypto Bills' Narrow Scope Guarantees Continued Uncertainty
• Eli Lilly Buying Eye Disease Biotech For Up To $262M
• Shutdown Delays Virtu's Bid To End SEC Suit
• EV-Maker Rivian Will Pay $250M To End Investors' Fraud Suit
• Jurors See MIT Bros' Chats, Plans For $25M Crypto Gambit
• Ex-SVB Top Brass Can't Ditch FDIC Suit Over 2023 Collapse
• FINRA Announces Probe Of Broker-Dealers' China Work
• Nelson Mullins Hires Two Attys To Bolster RE Team
• Full 5th Circ. Asked To Rehear Texas Bankers' OCC Dispute
• SEC Being Misled In CBD Fraud Fight, CEO Claims
• Parody Defendants Are Finding Success Post-Jack Daniel's
• One Nuclear Energy To Go Public Via $1B SPAC Merger
• Musk Can't Lean On Atty Defense In Twitter Investor Dispute
• Federal Debanking Scrutiny Prompts Compliance Questions
• Warner Bros. Rejects $60B Paramount Bid, And More Rumors
• 2 AI-Focused SPACs Plan To Raise Combined $575M In IPOs
• Trump Pardons Convicted Binance Founder Changpeng Zhao
• Writing Novels Makes Me A Better Lawyer
• EDGAR Filer Worker Cops To Insider Trading Conspiracy
• Fintechs, Banks Clash Over Open Banking Rule Revisions
• Crypto Exchange Fined $126.4M For AML Violations In Canada
• Kroll Wants FTX Hack Suit Tossed, Arbitrated Or Moved
• Investor Advocates Criticize SEC's New Arbitration Stance
• FINRA Hits Barclays With $150K Fine For IPO Work
• Crypto Firm Wins Freeze Of $8M In Allegedly Stolen Crypto
• 6th Circ. Backs Lordstown Execs In Failed Foxconn Deal Suit
• 3 Firms Guide DraftKings Deal To Enter Prediction Markets
• SDNY OpenAI Order Clarifies Preservation Standards For AI
• Crypto Exchange FalconX Snags ETP Provider 21shares
• NC Biz Court Bulletin: COVID Coverage, A Suspect Signature
• NHL Embraces Prediction Market With Kalshi, Polymarket Deals
• Dropped Case Shows SEC Focus On Independent Directors
• Citadel Securities Asks 11th Circ. To Scope SEC's IEX Order
• Crypto Trader Says He Thought MIT Bros.' $25M Win Was Legit
• Crypto Miner Bgin Blockchain Prices Downsized $30M IPO
• 2nd Circ. Weighs Reviving Signature Bank Investor Suit
• Ex-FBI Informant Gentile, Firm Now On Hook For $19M To SEC
• CFTC's Pham Expects Spot Crypto Trading By End Of Year
• Wilson Sonsini Adds Cooley Capital Markets Pro In Calif.
• Coinbase Pays $375M For Echo Amid 'Full-Stack' Crypto Push
• Debevoise Taps Goodwin Team For Private Funds Group
• Penny Stock Trader Wants New 'Scalping' Trial After SEC Loss
• OCC Chief Says Stablecoin Drain Wouldn't 'Happen Overnight'
• States Urge Del. High Court To Reject Jarkesy Challenge
• Venezuela Oil Co. PDVSA To Appeal $2.86B Bond Ruling
• Biotech Co. Asks SEC For Emergency Delisting Pause
• Tax Startup CEO Swindled $13M From Investors, SEC Says
• 2 Firms Steer $170M Merger Of Ill. Bank Holding Cos.
• How Crypto Embrace Will Affect Banks And Credit Unions
• Trump Media Aims To DQ Gunster In Fight With Investors
• Spiro Can't Be Witness And Musk Atty, Twitter Investors Say
• Navigating The SEC's Evolving Foreign Private Issuer Regime
• Catching Up With Delaware's Chancery Court
• Crypto Exchange To Go Public Via $1B SPAC Merger
• Venezuela's PDVSA Ordered To Pay $2.86B To Bondholders
• Quant Trader Tells Jury Of MIT Grads' $25M Crypto Ruse Plan
• Chamber Urges 5th Circ. To Rehear Ex-Bank CEO's FDIC Case
• Justices Urged To Review Circ. Split Over SEC Disgorgement
• Investment Firm Founder Indicted On Alleged $500M Scheme
• Major Banks Colluded For 30 Years To Fix Rates, Suit Says
• Cornerstone, Peoples Bank To Form $3.1B Texas Lender
• Newsmax To Build Crypto Reserve With Bitcoin, Trump Coin
• Ex-SEC Officials Support Activist Investor Before High Court
• Phoenix Suns Minority Owners End Suit, Shift To Countersuit
• B. Riley Wants Out Of Lottery.com Chancery Case
• Federal Courts To Scale Back Operations Amid Shutdown
• Texas Farm Bureau Suit Alleging USDA Discrimination Stayed
• Glimmers Of Clarity Appear Amid Open Banking Disarray
• Taxation With Representation: Latham, Kirkland, Wachtell
• High Court, Not A Single Justice, Should Decide On Recusal
• Ripple Pays $1B For Treasury Management Co. GTreasury
• Semler Investor Sues For Details Of Strive Bitcoin Merger
• Kalshi Tells 4th Circ. Md. Is Stepping On CFTC Oversight
• Texas Business Court Says Winter Storm Stalled Gas Delivery
• 'Good Riddance': Feds Ax Big-Bank Climate Risk Guidance
• OCC Inks Deal With Fla. Bank Over BSA, AML Controls
• Wall Street Giants Sued Over Alleged Stock Manipulation
• Fed's Barr Calls For Rules To Plug 'Gaps' In Stablecoin Bill
• Musk, Twitter Investors Denied Early Wins In Fraud Suit
• How A New BIS Rule Greatly Expands Export Restrictions
• Electric Aircraft Startup Beta Technologies Targets $750M IPO
• Fla. Judge Says Soccer CEO's Fraud Suit Belongs In UK
• What Cross-Border Task Force Says About SEC's Priorities
• ADNOC's Covestro Buy To Get EU Nod, Plus More Rumors
• Traveling Solo Makes Me A Better Lawyer
• MIT Grads Tell Jury $25M Crypto Score Was No Heist
• $60M Deal Gets Final OK Over Adviser's Role In Ponzi Scheme
• 3rd Circ. Clears Cannabis REIT In Investor Fraud Suit
• 11th Circ. Leaves Hope For ESOP Suit Against Seafood Co.
• FDIC's Hill Discusses Stablecoin Rulemaking Lift
• Crypto.com Can't Block Nev. Action Over Event Contracts
• 6th Circ. FirstEnergy Ruling Protects Key Legal Privileges
• Del. Justices Ask How Court Can Uphold Musk Pay Unwinding
• Southeast US Infrastructure Firm Files $100M IPO Plans
• Alston & Bird-Led TrueCar Goes Private In $227M Deal
• Law School's Missed Lessons: Client Service
• GOP Bill Would Codify Trump Private Equity 401(k) Order
• $300M Asset Suit Tossed In NC Over Demand Futility Failure
• Sony Is Among Latest To Apply For OCC Crypto Bank License
• Mining Company Seeks Judge's Removal From Citgo Auction
• Oregon Says Judge Was Right To Remand Coinbase Suit
• DC Circ. Upholds SEC's Cap On Exchange Fees
• How Occasional Activists Have Reshaped Proxy Fights
• NYC Mayor Creates Crypto Office Ahead Of Departure
• DOJ Seizes $15B In Bitcoin Linked To Pig Butchering Scams
• Prime Core's Trust Seeks $93.6M Clawback After Bankruptcy
• Institutional Support For Proxy Proposals Down, Report Finds
• Musk Blasts Investors' Late Bid To DQ Spiro In Twitter Case
• US-German M&A Hits Its Stride Despite Economic Headwinds
• House of Doge To Go Public In Reverse Merger With Brag House
• Catching Up With Delaware's Chancery Court
• FINRA Fines Fla. Broker $650K For AML Compliance Issues
• Orrick Boosts Fund Formation Team With Wilson Sonsini Duo
• Enter The Wu-Tang Ruling That May Change Trade Secret Law
• Wachtell, Latham Steer $8.2B Timber Merger Of Equals
• Marex's Inflated Revenues Hurt Short Sellers, Suit Says
• 5th Circ.'s FDIC Ruling 'Cries Out' For Review, Ex-CEO Says
• SEC's Atkins Commits To Expanding Use Of Wells Process
• CFTC Crypto Task Force Head Returns To Akin
• Justices Told SEC 'Dead Wrong' On Activist Investor Suits
• SEC's Atkins Criticizes Del. As 'Uninterested' In IPO Reform
• 4 Firms Build $972.6M Concrete Biz SPAC Merger
• DOJ Scrutiny Sparks Change To $500M Material Analysis Deal
• SEC Guidance Aims To Ease IPO Process During Shutdown
• Ending Quarterly Reporting Would Erode Investor Protection
• Adapting To Private Practice: 3 Tips On Finding The Right Job
• Senate Crypto Bill Weakens State Fraud Protection, Experts Say
• Voyager Judge Won't Dismiss Contract Claims In Binance Suit
• Paramount Eyes $60B Warner Bid, And Other Rumors
• Mobile Game Co. To Pay $25M To End Chancery Investor Suit
• A Look At Project Crypto's Plans For Digital Asset Regulation
• Alliance Laundry Raises $826M With IPO Amid Shutdown
• Painting Makes Me A Better Lawyer
• Big Banks' Gain Could Be Small Banks' Pain, Fed's Barr Says
• Kalshi Fights Ohio Ban As Pa. Flags Sports Betting Loophole
• North Dakota To Issue Stablecoin Through State-Owned Bank
• FirstEnergy Investors Seek Clarity On 6th Circ. Privilege Order
• Gov't Shutdown Essentially 'Freezes' IPO Market, Attys Say
• Crypto Co. Sues Mercury Funds Over $270M Token Dispute
• Battery Maker Enovix Gets Investor Suit Trimmed Again
• AFL-CIO Opposes Draft Senate Crypto Bill
• NY AML Rules Get Crypto Rebrand: What It Means For Banks
• Musk Ordered To Explain Attys' Role In Twitter Dispute
• 3 Trends From AI-Related Securities Class Action Dismissals
• Ex-CFTC Chief Trial Atty Joins Husch Blackwell In Kansas City
• Verisure Debuts On Stockholm Market, Raises €3.2B
• Mortgage Giants Shared Data To Fix Rates, Homeowners Say
• Musk Atty Alex Spiro Faces DQ Bid Ahead Of Twitter Deal Trial
• DC Circ. Denies Biotech Co.'s Nasdaq Delisting Appeal
• 3 Firms Guide Real Estate-Focused SPAC's $200M IPO
• CFTC, SEC Joint Statement Highlights New Unity On Crypto
• NYSE Parent Invests $2B In Polymarket Amid Market Scrutiny
• Regulatory Uncertainties Loom As Fed Ends Crypto Oversight
• SEC's Atkins Wants To 'Future-Proof' Deregulatory Agenda
• NASCAR Wins Fight With LGBCoin Over Racing Deal Approval
• FINRA Fines Ga. Broker-Dealer After Reps Forged Signatures
• Ex-UBS Reps Can't Solicit Bank Clients Amid Arbitration
• SEC Arbitration Shift Is At Odds With Fraud Deterrence
• Coinbase Seeks OCC Charter To Expand Custody Business
• Protecting Sensitive Court Filings After Recent Cyber Breach
• 3 Firms Guide $1.3B Heidrick & Struggles PE Buyout
• Orrick Adds 37-Lawyer CLO Team From Cadwalader
• Justices Won't Hear Coinbase's Calif. Arbitration Challenge
• Justices Won't Review Ex-BigLaw Atty's OneCoin Conviction
• Justices Turn Away BDO's Auditor Fraud Case
• Slack Investor Won't Get 2nd Shot Before High Court
• Up First At High Court: Election Laws & Conversion Therapy
• 6th Circ. Says FirstEnergy's Bribery Probe Docs Are Privileged
• 4 Firms Steer Avalanche Treasury's $675M SPAC Merger
• 4 Top Supreme Court Cases To Watch This Term
• Press Freedom Org. Backs Overturn Of SEC 'Gag Rule'
• Telecom Investors Say Guatemala Said No To Giving Up Docs
• Huntington's $1.9B Veritex Deal Gets Final Fed Approval
• Crypto Investment Co. Accused Of Funding Fraudsters
• Linqto's Private Stock Deal Clears Bankruptcy Court Hurdle
• The Roberts Court At 20: How The Chief Is Reshaping America
• 2 SPACs Hit Public Markets After Raising Combined $320M
• $1T Tesla Pay Proposal Sets Ambitious Goals For Musk
• NCUA, US Bank Settle Crisis-Era RMBS Trustee Lawsuit
• Bain Inside Trade Claims Advance In Del. Cerevel Sale Suit
• FINRA Fines CashApp Unit $375K Over Data Protection Lapse
• Bored Ape NFTs Aren't Securities, Judge Holds
• FINRA Fines Broker-Dealer $1M On Lax-Surveillance Claims
• 7th Circ. Bucks SEC Request To Pause Cboe Case
• Switzerland Dodges $372M Credit Suisse Collapse Suit
• Ex-Silvergate CFO Must Face SEC Fraud Claims, Judge Rules
• Merrill Lynch Raid Suit Paused For FINRA Arbitration
• Singaporean Biotech To Go Public Via $1.5B SPAC Merger
• NY Banking Brief: All The Notable Legal Updates In Q3
• Deals Rumor Mill: Global Infrastructure, Yahoo, MRI Software
• Gauging SEC Short-Sale Rules' Future After 5th Circ. Remand
• Musk Loses Bid To Ship SEC's Twitter Suit To Texas
• Judging Figure Skating Makes Me A Better Lawyer
• Tornado Cash Boss Seeks Acquittal After Partial Mistrial
• SEC Gives Crypto Custody Nod To State Trust Companies
• SEC Wins Case Over Alpine's 'Worthless' Penny-Stock Sales
• Coinbase Gets Securities Suit Over Biz Risks Trimmed
• Here's How The SEC Survived 2 Prior Shutdowns
• Trump Withdraws Nomination Of Quintenz For CFTC Chair
• Reed Smith Seeks 2nd Circ. Help Over Eletson Orders
• Trump Moves To Elevate FDIC's Hill To Permanent Chair
• Russian Gets Docs Order Stay In Florida Trump Media Suit
• NASCAR Exec Says Team Was Warned About LGB Sponsors
• Maryland Judge Lets SEC Crypto-Fraud Case Proceed
• UBS Says Ex-Advisers Poached $1.4B In Clients For New Firm
• Chancery Rules Beachbody Shareholder Suit Time-Barred
• Boies Schiller Hires Kobre & Kim Asset Recovery Atty In DC
• 9th Circ. Ruling May Help Pharma Cos. Avert Investor Claims
• What Ethics Rules Say On Atty Discipline For Online Speech
• Balancing The Risks And Rewards Of Private Equity In 401(k)s
• Orrick, Davis Polk Lead Flood Insurer Neptune's $368M IPO
• Haynes Boone Leads AI Campus REIT's Upsized $683M IPO
• High Court Lets Fed's Cook Keep Job For Now
• Diversified Energy To Move Primary Listing From UK To US