Capital Markets Archive » March, 2026

Capital Markets - March, 2026

324 articles

• CFTC Enforcement Chief Touts Self-Reporting Policy
• Fed Will Take Fresh Look At Insider Loan Rules, Bowman Says
• DOL's Push To Curb 401(k) Suits Could Face Court Challenges
• BioPharma Spoofing Suit Against Canadian Banks Proceeds
• PCAOB Calls For Public Input On Five-Year Plan
• Senate Dems Probe Musk's Alleged Role In CTA Retreat
• Auto Platform Carvix To Go Public Via $1B SPAC Merger
• In First For DOJ, Action Signals New CFIUS Enforcement Era
• Arbor Realty Defeats Investors' Securities Fraud Suit
• OCC Scraps Recovery Planning Standards For Big Banks
• Getting The Most Out Of Learning And Development Programs
• Teamsters Fund Sues To Block Clearway Reclassification
• Warner Bros. Beats Investor Suit Over Failed NBA Deal
• Burford Considers Arbitration After 2nd Circ. Tosses $16B Win
• Blumenthal Questions SEC Over Crypto Cases, Ryan Exit
• Dems Press CFTC To Curb Gov't Employees' Event Trading
• FINRA Sanctions Upheld At 6th Circ. Against Unregistered CEO
• SEC Workers Cite Concern Job Cuts Left Knowledge Gaps
• TD Bank Moves Funds' Suits Over Failed First Horizon Deal
• Investment Firm Fined For Ads Pitching Copycat Portfolios
• 'A-C-T' Agenda Signals New Regulatory Era At SEC Speaks
• Exchanges Are First Line In CFTC Prediction Market Policing
• O'Melveny Adds Holland & Knight Corporate Pro In Houston
• AI Presents A Make-Or-Break Moment For Outside Counsel
• Justices Turn Away Case Over SEC Receivership Powers
• DOL Rule Would Expand Alternatives In Retirement Plans
• Student Fleeced Pals' Families With $7.8M Fraud, SEC Says
• LuxUrban Investors Seek 1st Green Light For $3M Settlement
• Split Fed Gives Morgan Stanley OK For European Arm Reorg
• 2nd Circ. Tosses $16B YPF Judgment Against Argentina
• SEC Shutters Case Against Bankrupt Fatburger Parent
• Kalshi Sued By Wash. AG In Latest 'Illegal Gambling' Case
• Credit Suisse Gets Bondholders' NJ RICO Claim Axed
• Latest Inflection Point SPAC Leads 3 Offerings Totaling $520M
• When Class Certification Issues And Crypto Nuance Collide
• Watching Hallmark Movies Makes Me A Better Lawyer
• Elon Musk Slams Twitter Stock Verdict Over Jury's $4.20 'Joke'
• Fintech Firm Beats Investor Suit Over Noncompliance Risks
• FINRA Fines Broker-Dealer $600K For Off-Channel Violations
• SEC Urges Justices To Keep Disgorgement Powers Intact
• Penny Stock Seller Says SEC Fraud Claim Fails Without Victim
• Musk's SpaceX Eyes $75B IPO Raise, Among Other Rumors
• BlockFills Gets Ch. 11 Stay Of Crypto Suit Targeting 3 Execs
• Advent Commits $1B To Defense Tech Companies
• King & Spalding Adds White & Case Capital Markets Pro In NY
• Lawmakers Probe SEC Rulemaking Role In Tokenization
• UBS Must Face Class Action Over Low-Yield Sweep Accounts
• Nvidia Investors Score Class Cert. After High Court Pass
• EV Co. Investors Get Final OK Of $13.3M Deal, Atty Fees
• S. Korea, Elliott Dispute Over Samsung Merger Set To Restart
• FINRA Constitutionality Case Belongs In 4th Circ., Judge Says
• Warren Grills Fed's Ex-BigLaw Supervision Chief On Conflicts
• Paragon 28 Beats Investor Suit Over Inventory Accounting
• Binance Will Challenge Singapore Arbitration Bid Denial
• Serta Lenders End Trial Over 'Uptier' Ahead Of Summer Ruling
• Arxis Files IPO As More Defense Firms Seek Public Listings
• Stablecoin Yield Reform Raises Stakes For Community Banks
• Conn. Atty Faces Civil Arrest Bid In $10M Trust Account Probe
• FSOC Seeks To Rein In Too-Big-To-Fail Labels In Latest Pivot
• After Overhaul Nixed, FTC, DOJ Mull New Merger Rulemaking
• Judge Trims SEC Fraud Case Over Cancer Drug Claims
• Insurer Need Not Cover Parkinson's Drug Antitrust Dispute
• 3 Canadian Law Firms Steer $6.5B Boralex PE Buyout
• How Iran War Might Reshape Proxy Contests This Year
• NY Regulator's Fintech Unit Chief Is Ex-BigLaw, CFPB Analyst
• Iowa Asks 5th Circ. To Ax 'Uncertain' Schwab Antitrust Deal
• SEC Casts Doubt On Egan-Jones' Reentry Into Bond Ratings
• FINRA CEO Highlights New Clearinghouse For Cyber Threats
• Compliance Chiefs Offer Insight On AI In Financial Services
• Warren Probes MrBeast's 'Ill Prepared' Crypto Plan For Kids
• Del. Lawmakers Roll Out Banking Overhaul, Stablecoin Bills
• CFTC Creates Crypto, AI, Prediction Market Policy Task Force
• 2nd Circ. Says Barclays Noteholders' Appeal Fails 'Slack' Test
• Crypto Project Execs Escape Investors' Fraud, RICO Suit
• Ga. Exec Cops To Role In Alleged $380M Ponzi Scheme
• AI Biz Brass, Accounting Firm Shake 'Fake Revenue' Suit
• What FINRA Enforcement Changes Mean For Investigations
• Regulator Bars Connecticut Atty From Investment Advising
• Haynes Boone Partner Duo Named Leveraged Finance Co-Chairs
• Baker Botts-Led Energy Drilling Firm HMH Eyes $231M In IPO
• Commonwealth Financial To Pay $5M To Settle SEC Suit
• One Idea To Fix The SEC's Risk Factor Disclosure Rules
• Bankman-Fried Must Reveal Any Legal Help In Pro Se Motion
• SEC Must Give Video Of Elon Musk Interview To Oscar Winner
• Polymarket Bars Insider Trading In Latest Rule Book Update
• FINRA Fines Stash Capital For AML, Identity Theft Controls
• EV Co. Faraday Future Says SEC Probe Ended Without Action
• Day Pitney Fights DQ Over Ex-Justice's Time On Case He Heard
• Tenn. Regulators To Challenge Kalshi Win At 6th Circ.
• Bipartisan Bill Eyes Boosting Cannabis Business Investment
• SEC's Atkins Promises Changes To Adviser Pay-To-Play Rule
• SEC Guidance Further Solidifies Status Of Tokenized Assets
• Anglo American To Leave Swiss Exchange In Teck Merger
• Paul Hastings' Funds Growth Continues With Paul Weiss Atty
• Firms Must Face Discovery In $102M Award Feud
• Ala. Co. Says $2M Bitcoin Mining Suit Must Be Arbitrated
• SEC's $1B Broad Street Fraud Case Stays In Fla.
• UBS Gets Final OCC Nod For US Arm To Be National Bank
• BofA Hit With 2nd Class Suit Over Alleged $328M Crypto Scam
• CFTC Gives Update On Crypto Collateral Expectations
• 5th Circ. Won't Rehear FDIC Enforcement Challenge
• Top SEC Enforcer Signals Continuity After Ryan Departure
• OCC Leaves Itself Flexibility On Stablecoin Yield Question
• Jury Says Musk Defrauded Twitter Investors In $44B Buyout
• 5 Tips For Navigating Your Firm's All-Attorney Summit
• State Judge Temporarily Bars Kalshi Wagers In Nevada
• Davis Polk, Skadden Lead UK Mining Firm's Upsized $60M IPO
• PE Firms Map Exits Early As Routes To Liquidity Get Murkier
• New FTC Merger Form On Ice During 5th Circ. Appeal
• 3 Firms Pilot Senior Housing REIT Janus Living's $840M IPO
• Taxation With Representation: Clifford Chance, Davis Polk
• Clarity Act Would Clear Welcome Pathways For Blockchain
• Depo Stay Kept As Trump Media Settles Merger Docs Dispute
• Mich. AG Wants Kalshi Enforcement Case Back In State Court
• Sens. Urge SEC To Tackle China Exploit Of 'Opaque' Entities
• Gemini Investor Sues Over Crypto Co.'s Post-IPO Biz Shift
• SEC Sued Over Proxy Exclusion Policy Change
• MLB Deals With Polymarket, CFTC For Sports Market 'Integrity'
• Fed. Circ. Rejects Last Challenge To Squires' Discretion
• SEC Looks To Beef Up Rulemaking Staff For Reg S-K Reforms
• Ex-Bank CEO Cops To $13.6M Fraud, Evading Sanctions
• How Bankrupt Cos. Can Seek Refunds For Illegal Tariffs
• 6 Noteworthy Changes From SEC Enforcement Manual Update
• PE Behemoths Eye $10B OpenAI JV, Plus More Rumors
• Feds' Capital Rule Overhaul Would Give Break To Banks
• Coaching Soccer Makes Me A Better Lawyer
• SelectQuote Looks To Escape Investors' Kickback Probe Suit
• Lawmakers Commit To April Crypto Bill Markup, Or Else
• LA Driver Used $2M COVID Loan For Crypto, DOJ Says
• FINRA Says Compliance Chief Took Part In Pre-IPO Fraud
• Kyndryl Hid Cash Management Malpractice, Investor Claims
• BofA Faces Suit Over Alleged $328M Crypto Ponzi Scheme
• Investors Backed Off Accounting Suits In 2025, Report Says
• What Texas Anti-Boycott Ruling Means For ESG Landscape
• How To Wield The Clarity Act As A Litigation Defense Tool
• Law School's Missed Lessons: The Human Element
• Powell Says He Won't Make Fed Exit While Facing DOJ Probe
• Wall Street Giants Challenge Chip Co. Stock Scheme Claims
• CFTC Rescinds Request For Climate Risk Information
• CyberLink Targets Former Unit Perfect Corp. In $198.6M Bid
• Were Musk's Tweets 'Deliberate' Or 'Stupid'? Jury To Decide
• SEC Draws Lines With Crypto 'Token Taxonomy' Guidance
• SEC Won't Reconsider Upholding Ex-Broker's FINRA Fines
• SIFMA, Other Orgs Weigh In On SEC's 'Small Entity' Proposal
• Gartner Investor Says Co. Made Misleading Growth Claims
• Grocery Chain Faces Investor Suit Over Shuttered Stores
• EY Beats Brooge Petroleum, SPAC Merger Fraud Suit
• Kalshi Hit With First Criminal Betting Charges In Arizona
• BlackRock, State Street Want GOP States' ESG Suit Pared
• 'No Disrespect' But Law Prof Mom Not SBF's Atty, Judge Says
• Mich. Judge Denies SEC Win On Crowdfund Fraud, Urges Deal
• BlockFills Can Tap Into Lender Cash For Now In Ch. 11
• 7 Steps For Gov't Contractors In Post-IEEPA Tariff Landscape
• How DExit, Mandatory Arbitration Could Alter IPO Outlook
• Simpson Thacher Adds Kirkland Finance Pros In Houston, LA
• Drug Developer GNQ To Go Public Via $500M SPAC Deal
• Reed Smith Launches In Boston With 12 Attys From 7 Firms
• Don't 'Grimace, Nod, Laugh': Judge Breyer Slams Musk's Attys
• Apparel Co., Crypto Backer Drop SEC Suit Over 'Airdrops'
• Alight, Former Execs Accused Of Misleading Growth Claims
• Cannabis Biz' Ex-CFO To Pay SEC $1M To End Fraud Claims
• Panel Skeptical Of Billionaire Vik's Win Over Deutsche Bank
• Firms Fight Discovery In Sanctions Bid Following Eletson Row
• Why Prediction Market Regulation Is At Major Inflection Point
• The Benefits Of Choosing A Niche Practice In The AI Age
• 4 Firms Guide Crypto Firm Abra's $750M SPAC Merger
• SEC Enforcement Head Resigns After 7 Months
• Catching Up With Delaware's Chancery Court
• Public Storage Inks $10.5B Deal To Create Industry Giant
• Senior Housing REIT Janus Living Seeks $703M From IPO
• Crypto Selloff Sends Trading Platform BlockFills To Ch. 11
• CFPB Can't Rely On 'Erroneous' Funding Theory, Court Says
• Dorsey Defends Twitter Bot Count In Trial Over Musk Takeover
• Binance Escapes Another Terrorism Financing Suit, For Now
• SEC Denies SAC Capital Tipster's Bid To Cancel Industry Bans
• Judge Says Kalshi Can't Halt Nev. Betting Suit For Venue Fight
• SEC Drops Fraud Case Against Crypto Co. BitClout Founder
• Risk Disclosure Lessons For AI Cos. From Dot-Com Era
• Conn. Statehouse Catch-Up: AI, Social Media, Private Equity
• Section 122 Tariffs Show Shift In Strategy, Not Trade Policy
• Voyager Acquisition's 2nd SPAC Seeks To Raise $220M
• The Practical Implications Of New FDIC Stablecoin Measures
• NC Judge Says Ex-Trump Media Exec Must Sit For Deposition
• DC Judge Blocks Subpoenas Targeting Fed's Powell
• Hong Kong Seeks Easier Listing Rules To Spur IPOs
• Taxation With Representation: Paul Hastings, Duane Morris
• Musk Banker Tells Jury Twitter Held Up Takeover Deal
• Celsius Accuses Fireblocks Of 'Staggering' Crypto Negligence
• Fed's Bowman Previews Plan To Rewrite Bank Capital Rules
• 4 Firms Guide Canadian Satellite Provider's $300M US IPO
• NJ AG Fines Firm $375K For Lax Fraud Prevention Procedures
• UBS Whistleblower Suit Ends In Settlement After Retrial Order
• Feds Rip 'Incoherent' SBF Claim Of Political Weaponization
• UiPath Execs Hid Risks, Ditched $394M+ In Stock, Suit Alleges
• Icahn Outbid By $7B Caesars Offer, And Other Rumors
• Epilepsy Drugmaker's Statements Insulated From Stock Suit
• Investors Sue Florida Trading 'Savant' Over Ponzi-Style Fraud
• IRS Allows 15% Of KFC Parent's Domestic Production Claim
• What The CFTC's Event Contracts Amicus Brief Is Missing
• Kalshi Appeals Ohio Ruling On Sports Contracts To 6th Circ.
• SoftBank-Backed PayPay Downshifts To $880M IPO
• Podcasting Makes Me A Better Lawyer
• Intel Caved To Feds' 'Extortionary' Stock Demand, Suit Says
• FDIC Plans No Pass-Through Stablecoin Insurance, Hill Says
• Ex-Trump Media Exec Says Deposition Should Be Shortened
• Dems Float Bill To Ban Death-Tied Event Contracts
• Kalshi Sues Iowa Regulators To Shield Sports Event Contracts
• Fed's Bowman Eyes 'Fine-Tuning' Of Bank Merger Reviews
• Investor Says JPMorgan Enabled $328M Crypto Scam
• SEC Avoids Sanctions As Court Ends Unregistered Dealer Suit
• Del. Coinbase Outcome May Have Been Different In Texas
• Crystallex Special Master Gets OK On $15.3M Atty Fee Bid
• Why The NCUA's Stablecoin Moment Matters
• Davis Polk Advises Oil Explorer On $185M Fundraising
• Alex Spiro Says Twitter Atty 'Misremembering' Offer To Settle
• CFTC Urged To Halt War Bets Over Insider Trading Fears
• Dem Says 'Compromise' Can Thread Stablecoin Yield Needle
• Calif. Atty Gets Over 11 Years For Solar $1B Ponzi Scheme
• Mining Co. Can't Decertify Class In Dam Collapse Suit
• Iowa Defends 5th Circ. Appeal Of Schwab Antitrust Settlement
• $18.7M Settlement Nixed Over 'Fabricated' Loan Docs
• Robinhood Wants Mich. Gambling Law Enforcement Blocked
• First Brands Seeks Quick $50M Sale Of Walbro Biz In Ch. 11
• Lessons From Justices' Split On Major Questions Doctrine
• Ackman's Pershing Square Seeks IPO To Raise Up To $10B
• PE Group Asks 3rd Circ. To Overturn Fund's $100M Tax Bill
• Feds Want October Retrial For Tornado Cash Founder
• Atkins Promises End To 'Duplicative' SEC-CFTC Enforcement
• Aluminum Co. Execs To Pay $7M To End ESOP Lawsuit
• Musk's Team Warned 'WWIII' Over Twitter Deal, Atty Testifies
• Treasury Digital Asset Report Pushes Innovative Compliance
• Ohio Judge Won't Shield Kalshi's Sports Contracts
• Trump Media Investor's Venue Bid Rejected By Fla. High Court
• Pump.Fun Seeks Dismissal Of Meme Coin Buyers' Suit
• Reed Smith, Greenberg Traurig Fight Gas Feud Sanctions
• Steve Aoki, DraftKings Founder Seek Exit From NFT Fraud Suit
• BBQ Co. Execs, Trust Co. Settle Workers' ESOP Fight
• NY Judge Tosses Terror Victims' Binance Suit, For Now
• How The New Tariff Landscape May Unfold
• Assessing Ruling On SEC Industry Bars In Post-Jarkesy World
• McGuireWoods Beats Sun Pharma's DQ Bid In NJ Suit
• GoodVision AI To Go Public Through $180M SPAC Merger
• 5 Key Issues Affecting Deal Structurings In Ship Finance
• Paul Hastings Adds A&O Shearman Securities Litigator Duo
• Catching Up With Delaware's Chancery Court
• Critical Minerals Biz Goes Public Via $4.7B SPAC Deal
• Breyer Urges Attys In Heated Twitter Investor Trial To Cool Off
• Calif. Judge Blasts Ex-Venture Capitalist In Axing SVB Suit
• EisnerAmper Settles SEC Allegations Over Infinity Q Audit
• FinCEN Hits Canaccord With Record $80M Broker-Dealer Fine
• Former Calif. Securities Atty Gets Year For Tax Evasion
• Polymarket Pushes For Block On Mich. Gambling Enforcement
• SEC Ordered To Release Info On Text Messaging Sweeps
• NYSE To Pay $9M SEC Fine Over Botched Market Opening
• Trump Media Can't Block Financial Testimony In WaPo Suit
• Pasqal's $2B SPAC Merger Marks Latest Quantum Tech Deal
• Investors Accuse Alston & Bird Of Aiding $328M Crypto Fraud
• Baker McKenzie Guides Servier On $2.5B Oncology Deal
• Cleary, Davis Polk Lead Diabetes Biz MiniMed's $560M IPO
• Twitter 'Lied' About Bots, Musk Says At Stock Fraud Trial
• Tokenized Securities Get Same Capital Treatment, Feds Say
• SEC To Settle Justin Sun Crypto Wash Trading Case
• Progenity Investors' $1M Billing Fraud Suit Deal Gets Final OK
• Intel, Lutnick Face Investor Suit Over Government's 10% Stake
• How Banks Can Apply FinCEN Beneficial Ownership Relief
• How CFTC Prediction Market Agenda Shifts The Playing Field
• Wells Fargo Exits Last Outstanding Fed Enforcement Order
• UK Law Sector's Private Equity Boom Offers Lessons For US
• Jilted Citgo Buyer Takes Aim At Special Master's Fee Bid
• Enviri, Veolia's $3B Clean Earth Deal Gets US Antitrust Nod
• Robinhood Sues Mich. AG Over Event Contracts
• 3 Reasons We Need Digital Asset Market Structure Legislation
• SpaceX Taps Citigroup For Planned IPO, Plus More Rumors
• Simpson Thacher Hires Capital Markets Partner From Dechert
• Volunteering With Scouts Makes Me A Better Lawyer
• Musk Tells Jury 'Biased' Judge Forced His Twitter Buy
• Cushman & Wakefield Ignored 401(k) Climate Risks, Suit Says
• SEC Takes Step Toward Issuance Of Crypto 'Taxonomy'
• SEC Says Consultant Enabled $284M Sports Park Bond Fraud
• PE Firm Norada Faces Investor Suits Over $92M Ponzi Scheme
• Polymarket Challenges Mich.'s Gambling Law Enforcement
• SEC Denied Early Win Against Musk In Twitter Case
• Crypto Co. Kraken Secures Fed Master Account Access
• Law School's Missed Lessons: In Court, It's About Storytelling
• How Leveraged Lending Pivot May Alter Bank Risk Oversight
• What Kalshi Cases Reveal About State Authority, Regulation
• Kensington Capital SPAC Raises $200M For Auto Ventures
• O'Melveny Adds Holland & Knight Corporate Ace In Houston
• BCLP Adds Capital Markets Specialist From Kirkland In LA
• SEC, PCAOB Auditor Enforcement Plummeted In 2025
• Breyer Rips Musk Atty For 'False Impression' To Twitter Jury
• Goldman's Departing CLO, Gates Asked To Testify On Epstein
• OCC Clears Faster Merger, Licensing Path For Smaller Banks
• SCANA Investors' $34M Deal, Atty Fees Get Final OK
• EV Maker Lucid Investor Seeks Class Cert. In Production Suit
• Crystallex $15M Fee Request Justified, Special Master Says
• BioAge Investors Lose Last Bid At Obesity Drug-Linked Suit
• CFTC Chair Previews Perpetual Futures, Event Contract Rules
• Ex-SEC Attys Back Disgorgement Limits Before High Court
• CEO Of Trump-Tied SPAC Must Face SEC Suit
• SoftBank-Backed PayPay Launches Plans For $1B IPO
• A Tale Of 2 Self-Disclosure Policies: How SDNY, DOJ Differ
• Ex-Truth Social Exec Fights WaPo Defamation Suit Subpoena
• Aligning Microsoft Tools With NYC Bar AI Recording Guidance
• Kalshi Scrambles To Keep Betting Brawl In Federal Court
• Day Pitney Faces DQ Bid Over Ex-Justice's Role In $1.3M Case
• FINRA Guide Refines Rules Of The Road For Negative Consent
• 3 Firms Build $3.25B Sale Of MW Components, CPM
• 11th Circ. NextEra Ruling Broadens Loss Causation Standard
• Musk's Twitter Trash Talk Hurt Stock, Jury Told As Trial Starts
• VIX Note Investors Denied Appeal Bid In Credit Suisse Suit
• FINRA Fines Goldman Subsidiary $1.3M Over Order Execution
• Uniswap, VC Backers Get Crypto Buyers' Suit Tossed Again
• Billionaire's $5M Award Over Fintech Fight Surfaces In Fla.
• SEC Drops Negligence Suit Against Ex-View CFO
• Fla. REIT Blames Ponzi Probe, Lawsuits In Ch. 11 Filing
• Senate Banking Dems Call For Binance Deal Compliance Probe
• Navigating Exclusion Decisions After SEC's No-Action Change
• 5 Different AI Systems Raise Distinct Privilege Issues
• Cadwalader Continues Restructuring Growth With UK, US Duo
• Gyre, Cullgen Merge In $300M All-Stock Deal
• Fed's Abbreviated Supervisory Statement Packs A Big Punch
• Catching Up With Delaware's Chancery Court
• Europe Floats Secondary Market For Private Co. Shares