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Securities and Exchange Commission v. Feinblatt et al
Case Number:
1:11-cv-00170
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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September 20, 2011
Last Trivium Insider Trading Defendant Settles SEC Suit
A Polycom Inc. executive on Monday became the final defendant to settle a securities suit in New York over alleged insider tips about corporate deals provided to Trivium Capital Management LLC co-founder Robert Feinblatt and others, in a case related to the Galleon Group LLC scandal.
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July 25, 2011
Last Trivium Insider Trading Defendant Seeks Exit
A Polycom Inc. executive asked a New York federal judge Monday to dismiss U.S. Securities and Exchange Commission claims that he provided stock tips to Trivium Capital Management LLC co-founder Robert Feinblatt, who last week settled with the SEC for $2.7 million.
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July 19, 2011
Trivium Co-Founder Pays $2.7M To Settle SEC Claims
Trivium Capital Management LLC co-founder Robert Feinblatt will pay $2.7 million to resolve the U.S. Securities and Exchange Commission's allegations that he traded on insider information about corporate deals, a judgment made public Tuesday revealed.
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July 12, 2011
Trivium Analyst Settles SEC Insider Trading Claims
A Trivium Capital Management LLC analyst accused of trading on insider information about corporate mergers has agreed to pay more than $290,000 to resolve a civil suit brought by U.S. securities regulators, according to an order filed Monday in a New York federal court.
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June 09, 2011
SEC Agrees To Drop Trivium From Polycom Trading Suit
The U.S. Securities and Exchange Commission agreed Tuesday to drop hedge fund firm Trivium Capital Management LLC from a civil case brought in New York federal court against the firm's founders and Polycom Inc. employees allegedly implicated in an insider trading ring.
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April 27, 2011
SEC Rebuts Galleon Insiders' Public Tip Claims
The U.S. Securities and Exchange Commission asked a New York federal judge Tuesday to reject arguments by Trivium Capital Management LLC and Polycom Inc. employees implicated in the Galleon Group LLC insider trading ring that they tipped only public information.