SECURITIES AND EXCHANGE COMMISSION v. BERLACHER et al

  1. February 15, 2012

    Fund Manager Denied Defense Costs For SEC Fraud Action

    The Pennsylvania federal judge who oversaw the U.S. Securities Exchange Commission's enforcement action against hedge fund manager Robert Berlacher denied Berlacher's motion for attorney's fees Wednesday, saying that although it did not prevail on all its claims, the SEC's lawsuit was substantially justified.

  2. November 16, 2009

    SEC PIPEs Suit Stands Against Hedge Funds, Manager

    A U.S. Securities and Exchange Commission suit alleging numerous hedge funds and their operator committed securities fraud and insider trading through private investment in public equity transactions will continue with all its claims intact after a federal judge on Monday declined to grant summary judgment to the SEC or the defendants.

  3. January 29, 2008

    3rd Time Not A Charm For Failed SEC PIPEs Claims

    A federal judge has tossed a lawsuit filed by the U.S. Securities and Exchange Commission over a private investment in public equity transaction, marking the third time the SEC's attempts to litigate a PIPEs case have been denied.

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