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Marcia Bloemendaal et al v. Morgan Stanley Smith Barney LLC et al
Case Number:
5:10-cv-01455
Court:
Nature of Suit:
Multi Party Litigation:
Class Action
Judge:
Firms
Companies
Sectors & Industries:
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May 25, 2011
Judge Backs Morgan Stanley Over In-House Trading Rule
A California federal judge on Monday threw out a class action challenging Morgan Stanley Smith Barney LLC's requirement that employees keep their stock accounts in-house, finding the corporate policy legal under federal law.
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January 25, 2011
Advisers To Drop Most Claims Against Morgan Stanley
Morgan Stanley Smith Barney LLC and two former California financial advisers have agreed to toss most claims in a proposed class action alleging the company owes its advisers millions of dollars in unpaid commissions.