May 25, 2011
A California federal judge on Monday threw out a class action challenging Morgan Stanley Smith Barney LLC's requirement that employees keep their stock accounts in-house, finding the corporate policy legal under federal law.
January 25, 2011
Morgan Stanley Smith Barney LLC and two former California financial advisers have agreed to toss most claims in a proposed class action alleging the company owes its advisers millions of dollars in unpaid commissions.