April 18, 2011
A money manager who was already ordered to disgorge $3.8 million lost a bid Monday to unfreeze his assets in a U.S. Securities and Exchange Commission suit over an alleged securities fraud scheme in Minnesota that spawned parallel criminal proceedings.
March 08, 2011
A money manager lost his bid for reconsideration of a $3.8 million disgorgement order Monday in the U.S. Securities and Exchange Commission's suit over an alleged securities fraud scheme in Minnesota that spawned parallel criminal proceedings.