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Securities and Exchange Commission v. Lawton et al
Case Number:
0:09-cv-00368
Court:
Nature of Suit:
Judge:
Firms
Companies
Government Agencies
Sectors & Industries:
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April 18, 2011
Money Manager Can't Unfreeze Assets In Fraud Case
A money manager who was already ordered to disgorge $3.8 million lost a bid Monday to unfreeze his assets in a U.S. Securities and Exchange Commission suit over an alleged securities fraud scheme in Minnesota that spawned parallel criminal proceedings.
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March 08, 2011
Hedge Fund Boss Loses Bid To Review $3.8M Penalty
A money manager lost his bid for reconsideration of a $3.8 million disgorgement order Monday in the U.S. Securities and Exchange Commission's suit over an alleged securities fraud scheme in Minnesota that spawned parallel criminal proceedings.