United States Securities and Exchange Commission v. Berrettini et al

  1. November 02, 2016

    Ex-Philips Exec, Broker Face Final Insider Trading Judgment

    An Illinois federal judge Wednesday ordered a real estate broker and a former Philips Electronics North America executive to each cough up roughly $305,600 after a Chicago jury found them liable for insider trading last year.

  2. May 04, 2016

    Broker Can't Duck Insider Trading Penalty, SEC Says

    The U.S. Securities and Exchange Commission on Wednesday slammed a real estate broker's "half-hearted" claim of financial hardship in an effort to dodge paying insider trading penalties, citing the "extravagance" of his mansion, complete with a photograph filed in an Illinois federal court.

  3. September 24, 2015

    SEC Wins Insider Trading Trial Against Ex-Philips Exec, Broker

    A Chicago federal jury found a former Philips Electronics executive and a real estate broker liable for insider trading Thursday in a long-running case filed by the U.S. Securities and Exchange Commission.