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Securities and Exchange Commission v. Goldman Sachs & Co. et al

  1. June 27, 2011

    Tourre, SEC Ready For Global Discovery In CDO Case

    Lawyers for former Goldman Sachs Group Inc. vice president Fabrice Tourre told a New York federal judge on Monday that they may seek witness testimony worldwide — including in Germany, the U.K. and Singapore — in litigation surrounding the now-infamous Abacus investment deal.

  2. June 10, 2011

    Goldman's Tourre Fails To Dismiss SEC Suit

    A New York federal judge on Friday refused to dismiss the U.S. Securities and Exchange Commission's suit against Goldman Sachs Group Inc. executive Fabrice Tourre, who allegedly created a mortgage-backed securities product that was designed to fail.

  3. April 08, 2011

    Goldman Exec Loses Bid For German Docs In SEC Suit

    A Goldman Sachs Group Inc. executive lost another bid Friday to force the U.S. Securities and Exchange Commission to seek documents from German regulators regarding a bank that sunk millions into a mortgage-backed securities deal he allegedly rigged to fail.

  4. February 01, 2011

    Tourre Asks Court To Enforce RBS Subpoena

    Goldman Sachs Group Inc. trader Fabrice Tourre has asked a court to order the The Royal Bank of Scotland NV and two others to hand over information allegedly critical to his defense in the U.S. government's fraud suit against him.

  5. January 31, 2011

    Tourre Loses Bid To Delay Depositions In SEC Fight

    A federal judge refused Monday to delay depositions in the U.S. Securities and Exchange Commission's case accusing Goldman Sachs Group Inc. executive Fabrice Tourre of rigging an investment vehicle tied to subprime mortgages to collapse.

  6. January 28, 2011

    SEC Fights Tourre's Bid To Delay Depositions

    The U.S. Securities and Exchange Commission has returned fire in Goldman Sachs Group Inc. executive Fabrice Tourre's battle to delay depositions in the agency's fraud suit against him, arguing his request for more time to review documents is meritless.

  7. January 27, 2011

    Goldman's Tourre Seeks Deposition Delay In SEC Suit

    Goldman Sachs Group Inc. executive Fabrice Tourre is fighting to delay depositions in the U.S. government's fraud suit against him, saying he needs more time to sift through more than 1 million documents and collect additional information from third parties.

  8. December 10, 2010

    Goldman's Tourre Says SEC Case Has 'Fatal Defects'

    Goldman Sachs Group Inc. executive Fabrice Tourre has filed a new motion to dismiss the U.S. government's fraud suit against him, saying the U.S. Securities and Exchange Commission's revisions to its complaint "fail utterly to remedy the fatal defects" in its case.

  9. November 09, 2010

    Goldman Fined For Late FINRA Filings

    The Financial Industry Regulatory Authority announced Tuesday that it has fined Goldman Sachs & Co. $650,000 for failing to notify the agency that two of its representatives, including trader Fabrice Tourre, were under investigation by the U.S. Securities and Exchange Commission.

  10. November 02, 2010

    SEC To File New Complaint Against Goldman's Tourre

    Goldman Sachs Group Inc.'s Fabrice Tourre has lost a bid to immediately terminate the government's fraud suit against him after arguing that the transaction he masterminded, which lost investors $1 billion, occurred overseas and was not subject to U.S. laws.