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Securities and Exchange Commission v. O'Meally et al
Case Number:
1:06-cv-06483
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January 23, 2012
Ex-Prudential Broker Pushes To Kill SEC Suit
Frederick O'Meally, a former Prudential Securities Inc. broker who beat U.S. Securities and Exchange Commission fraud allegations connected to market timing, asked a federal judge Monday to toss a jury's related finding of negligence.
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December 16, 2011
Ex-Prudential Broker Beats Market Timing Fraud Claims
A jury on Wednesday cleared former Prudential Securities Inc. broker Frederick O'Meally, dubbed the "poster child" of market timing, of U.S. Securities and Exchange Commission fraud claims related to the controversial practice.
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November 16, 2011
SEC Kicks Off Prudential Broker's Trial Over Market-Timing
Launching the trial of Frederick O'Meally, a former top Prudential Securities Inc. broker dubbed the "poster child" of market-timing, government lawyers told a New York federal jury Wednesday that O'Meally had ignored thousands of requests he stop the controversial practice.
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March 09, 2011
Ex-Prudential Broker Settles SEC Market Timing Suit
A former Prudential Securities Inc. stockbroker agreed to pay a $300,000 civil penalty in New York Wednesday to end a U.S. Securities and Exchange Commission suit accusing him of deceptive practices with respect to market timing trades in mutual funds.