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Securities and Exchange Commission v. Galleon Management, LP et al

  1. November 08, 2011

    Rajaratnam Gets Record $93M Fine In SEC Case

    A New York federal judge on Tuesday ordered prison-bound Galleon Group LLC founder Raj Rajaratnam to pay $92.8 million in a U.S. Securities and Exchange Commission case against him, the largest insider trading penalty the SEC has secured.

  2. October 28, 2011

    Rajaratnam May Face $100M In Additional Penalties

    Raj Rajaratnam, the Galleon Group LLC founder handed an 11-year prison sentence and $64 million in penalties for insider trading, may face an additional $100 million in fines, a New York federal judge indicated Friday.

  3. October 06, 2011

    Ex-S2 Honcho Wraps Up SEC Insider Trading Claims

    Investment adviser S2 Capital Management LP's co-founder last week settled for $300,000 the U.S. Securities and Exchange Commission's insider trading claims against him in New York, part of the same probe that brought down Galleon Group LLC co-founder Raj Rajaratnam.

  4. August 24, 2011

    Fugitive Galleon Tipster Must Pay $34.6M: Judge

    A New York federal judge on Tuesday slammed a fugitive former Moody's analyst with $34.6 million in fines for allegedly providing acquisition tips to a source who funneled them to hedge funds, including Raj Rajaratnam's Galleon Group LLC.

  5. July 13, 2011

    Wall Street Insider Chiesi Settles With SEC

    Former Wall Street analyst Danielle Chiesi, who pled guilty to swapping inside tips with Galleon Group LLC co-founder Raj Rajaratnam and others, has agreed to pay more than $500,000 to settle related civil charges, according to an order filed Tuesday in New York federal court.

  6. June 29, 2011

    Schottenfeld Trader Settles SEC Claims In Galleon Suit

    David Plate, a Schottenfeld Group LLC trader who pled guilty in connection with the insider trading scheme perpetrated under convicted Galleon Group LLC founder Raj Rajaratnam, agreed Tuesday to disgorge $53,000 to settle U.S. Securities and Exchange Commission allegations in New York.

  7. June 24, 2011

    SEC Seeks $10M From Moody's Tipster In Galleon Scheme

    Securities regulators on Thursday asked a New York federal court to impose nearly $10 million in penalties on a former Moody's analyst who allegedly provided acquisition tips to a source who funneled the information to hedge funds, including Galleon Group LLC.

  8. June 17, 2011

    Schottenfeld Trader Exits SEC's Galleon Suit

    A former Schottenfeld Group LLC trader accused in New York of tipping off Galleon Group LLC traders about pending mergers settled with the U.S. Securities and Exchange Commission on Wednesday, agreeing to fork over more than $277,000 in ill-gotten gains.

  9. June 06, 2011

    Judge Won't Delay Civil Case For Rajaratnam Sentence

    A New York federal judge on Monday refused to delay the trial in the U.S. Securities and Exchange Commission's suit against Galleon Management LP and its founder Raj Rajaratnam until after the convicted hedge fund manager is sentenced Juy 29 for insider trading.

  10. February 07, 2011

    Atheros Exec Settles With SEC In Galleon Trading Suit

    A former Atheros Communications Inc. executive has reached a deal with the U.S. Securities and Exchange Commission over allegations that he passed tips in Galleon Group LLC founder Raj Rajaratnam's insider trading ring, months after receiving a related prison sentence.

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