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Gupta v. Securities and Exchange Commission
Case Number:
1:11-cv-01900
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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August 04, 2011
Ex-Goldman Director Gupta, SEC Agree To Drop Claims
Ex-Goldman Sachs Group Inc. director Rajat K. Gupta, who was implicated in the Galleon Group LLC insider trading scandal, resolved a dispute with securities regulators Thursday in New York over an administrative action against the former executive.
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July 11, 2011
Gupta Wins Green Light For Suit Against SEC
Rajat K. Gupta, an ex-Goldman Sachs Group Inc. director implicated in the Galleon Group LLC insider trading case, won permission Monday in New York to proceed with his suit challenging the constitutionality of the U.S. Securities and Exchange Commission's administrative action against him.
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April 12, 2011
Ex-Goldman Exec Fights SEC's Bid To Toss Suit
An ex-Goldman Sachs Group Inc. director asked a New York federal judge Monday not to toss his suit targeting the U.S. Securities and Exchange Commission's administrative action accusing him of passing inside information to Galleon Group LLC founder Raj Rajaratnam.