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Securities And Exchange Commission v. Morgan Keegan & Company, Inc.
Case Number:
1:09-cv-01965
Court:
Nature of Suit:
Judge:
Firms
Companies
Sectors & Industries:
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August 29, 2011
SEC To Appeal Dismissal Of Morgan Keegan Suit
The U.S. Securities and Exchange Commission said Friday it would appeal the dismissal of its Georgia lawsuit against Morgan Keegan & Co. Inc. for allegedly misleading investors about the risks of auction rate securities.
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July 18, 2011
SEC Fights Costs Award In Morgan Keegan ARS Suit
The U.S. Securities and Exchange Commission on Monday looked to avoid covering Morgan Keegan & Co. Inc.'s litigation costs in its dismissed Georgia suit alleging the firm misled investors about the risks of auction rate securities.
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June 28, 2011
Morgan Keegan Fights Off SEC Suit Over ARS Risks
A federal judge in Atlanta nixed a U.S. Securities and Exchange Commission lawsuit against Morgan Keegan & Co. Inc. on Tuesday, saying the agency failed to adequately support its claim that the financial firm misled investors about the risks of auction rate securities.