August 29, 2014
A Wisconsin federal judge dismissed an insider trading case Friday brought against a former investment firm executive, three years after ruling in favor of the Securities and Exchange Commission, on grounds that the agency's arguments before appellate court had not been raised in district court.
May 26, 2011
A Wisconsin federal judge ruled again on Wednesday that Heartland Advisors Inc.'s former general counsel and chief compliance officer engaged in insider trading, denying a motion to reconsider a summary judgment ruling against her.
April 01, 2011
A Wisconsin federal judge found Thursday that Heartland Advisors Inc.'s former general counsel and chief compliance officer engaged in insider trading in advance of her company's forced devaluation of its municipal fund portfolio.