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Grund et al v. Principal Financial Group, Inc. et al
Case Number:
1:09-cv-08025
Court:
Nature of Suit:
Multi Party Litigation:
Class Action
Judge:
Firms
Companies
Sectors & Industries:
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August 23, 2013
Principal To Pay $3.2M In Westgate Ponzi Settlement
Principal Financial Group Inc. has agreed to pay $3.2 million to settle a class action alleging that the company let its retirement account holders unwittingly invest in an alleged Ponzi scheme run by Westgate Management LLC , the plaintiffs said in documents filed in New York federal court Thursday.
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August 31, 2011
Principal Again Fails To Slip Westgate Ponzi Action
A New York federal judge again refused on Tuesday to dismiss a class action alleging Principal Financial Group Inc. breached its fiduciary duty to retirement account holders by letting them unwittingly invest in a Ponzi scheme run by Westgate Mangement LLC.
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May 27, 2011
Principal To Face Westgate Fiduciary Breach Claims
A New York federal judge on Thursday allowed to continue a class action alleging Principal Financial Group Inc. breached its fiduciary duty to retirement account holders by letting them unwittingly invest in a Ponzi scheme run by Westgate Capital Management LLC.