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Securities and Exchange Commission v. Goetz
Case Number:
3:11-cv-01220
Court:
Nature of Suit:
Judge:
Government Agencies
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June 08, 2011
Lawyer Dad Settles SEC Insider Trading Suit
A California personal injury attorney must pay $23,800 to settle a suit by the U.S. Securities and Exchange Commission accusing him of trading on inside information he stole from his daughter, a lawyer working on Abbott Laboratories' $2.8 billion acquisition of Advanced Medical Optics Inc.
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June 06, 2011
SEC Says Calif. Atty Stole Info On $2.8B Abbott Deal
The U.S. Securities and Exchange Commission sued a California attorney Friday for allegedly trading on inside information about Abbott Laboratories' $2.8 billion deal to buy Advanced Medical Optics that he stole from his daughter, a lawyer working on the transaction.