December 12, 2014
Dalila Lopez, the wife of former Nasdaq executive Donald L. Johnson, was dismissed as a relief defendant by the U.S. Securities and Exchange Commission on Thursday, after Johnson made good on a recent $898,000 civil judgment tied to his 2011 criminal insider trading admission.
October 09, 2014
Former Nasdaq executive Donald L. Johnson on Thursday agreed to an asset freeze with the U.S. Securities and Exchange Commission — which is trying to extract payment tied to his 2011 criminal insider trading admission — and a finding that he must pay back more than $755,000.
July 13, 2011
A former Nasdaq executive who pled guilty in May to fraud charges stemming from a $640,000 insider trading scheme agreed in New York federal court on Wednesday to settle a related civil case brought by U.S. securities regulators.