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United States Securities and Exchange Commission v. Li et al
Case Number:
2:11-cv-01712
Court:
Nature of Suit:
Other Statutes: Securities/Commodities
Judge:
Firms
Companies
Government Agencies
Sectors & Industries:
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April 05, 2012
Ex-Syntax Head To Pay $11.6M In SEC Insider Trading Suit
An Arizona federal judge on Tuesday ordered James Li, former head of the defunct television maker Syntax-Brillian Corp., to pay nearly $11.6 million in penalties as part of a fraud and insider trading suit brought against him and other executives by the U.S. Securities and Exchange Commission.
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January 13, 2012
Ex-Syntax Exec Must Cough Up $48.5M For Insider Trading
An Arizona federal judge hit former Syntax-Brillian Corp. Chief Procurement Officer Thomas Chow with a $48.5 million default judgment on Thursday for failing to answer fraud and insider trading charges filed against him by the U.S. Securities and Exchange Commission.
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August 31, 2011
SEC Sues Ex-Syntax Execs For Fraud
The U.S. Securities and Exchange Commission on Tuesday accused three executives at the defunct Syntax-Brillian Corp., which made televisions under the name Olevia, of securities fraud in Arizona for allegedly overstating revenues.