Try our Advanced Search for more refined results
- Law360
- Law360 UK
- Law360 Pulse
- Law360 Employment Authority
- Law360 Tax Authority
- Law360 Insurance Authority
- Law360 Real Estate Authority
- Law360 Healthcare Authority
- Law360 Bankruptcy Authority
- Products
- Lexis®
- Law360 In-Depth
- Law360 Podcasts
- Rankings
- Regional Powerhouses
- Law360's MVPs
- Women in Law Report
- Law360 400
- Diversity Snapshot
- Practice Groups of the Year
- Rising Stars
- Titans of the Plaintiffs Bar
- Sections
- Adv. Search & Platform Tools
- About all sections
- Browse all sections
- Banking
- Bankruptcy
- Class Action
- Competition
- Employment
- Energy
- Expert Analysis
- Insurance
- Intellectual Property
- Product Liability
- Securities
- Beta Tools
- Track docs
- Track attorneys
- Track judges
Securities and Exchange Commission v. Grant et al
Case Number:
1:11-cv-11538
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
-
June 01, 2015
Investment Adviser Hit With $1M Punishment In SEC Cases
A Massachusetts federal judge imposed a $1 million punishment on Sage Advisory Group LLC and its owner Friday after they were found to have misled numerous clients of a brokerage to bring them to the firm.
-
September 01, 2011
Owner's Father Played Role In Sage Advisory Fraud: SEC
The U.S. Securities and Exchange Commission targeted Sage Advisory Group LLC anew Thursday in a Massachusetts federal court securities fraud suit, now accusing owner Benjamin Lee Grant's father of violating past orders not to associate with an investment adviser.