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Securities and Exchange Commission v. Heart Tronics Inc et al

  1. August 22, 2016

    Ex-NFL Player Must Turn Over Super Bowl Ring In Fraud Suit

    Former NFL player Willie Gault must hand over his Super Bowl ring as the U.S. Securities and Exchange Commission attempts to collect on a $200,000 disgorgement and civil penalty for his role in a securities fraud scheme, a California federal judge ordered Friday.

  2. June 10, 2016

    SEC Wants Ex-NFLer's Super Bowl Ring For $200K Penalty

    The U.S. Securities and Exchange Commission on Friday asked a California court for permission to seize the Super Bowl ring of former NFL player Willie Gault after he was told to pay more than $200,000 for his role in a securities fraud scheme.

  3. April 15, 2016

    Ex-NFLer Fined $200K, Barred From Exec Roles Over Fraud

    Former NFL player Willie Gault has been barred from serving as an officer of a public company and must pay more than $200,000 to the U.S. Securities and Exchange Commission for his role in a scheme that defrauded an investor in a company he co-ran, a California federal court ruled Thursday.

  4. June 17, 2015

    Ex-NFL Player Can't Revisit Pump-And-Dump Verdict

    A California federal judge denied ex-NFL player Willie Gault Jr.'s bid for a new trial in a U.S. Securities and Exchange Commission pump-and-dump penny stock suit Tuesday, unconvinced by his assertion that there was no evidence at trial to prove his awareness of the fraud.

  5. April 10, 2015

    Convicted Atty In Penny Stock Scam Can't Revisit SEC Ruling

    A California federal judge has denied a reconsideration bid in the civil suit of an attorney convicted of securities fraud in a pump-and-dump penny stock scheme allegedly involving former NFL player Willie Gault, calling the motion "groundless."

  6. March 23, 2015

    SEC Says Convicted Atty In NFLer Scam Can't Revisit Ruling

    An attorney convicted of securities fraud in a pump-and-dump penny stock scheme allegedly involving former NFL player Willie Gault shouldn't be allowed reconsideration of a parallel civil suit, the U.S. Securities and Exchange Commission told a California federal judge Monday.

  7. March 18, 2015

    Ex-NFL Star Gets Mixed Verdict In SEC Pump-And-Dump Suit

    A California federal jury found ex-NFL player Willie Gault liable Wednesday on three out of seven claims in a U.S. Securities and Exchange Commission suit over an alleged scheme to inflate Heart Tronics Inc.'s stock, finding he circumvented internal company controls but was not liable for fraud or intentional misconduct, his lawyer said.

  8. February 19, 2015

    SEC Wins Partial Judgment Against Atty In NFLer Stock Scam

    A California federal judge on Wednesday ruled largely in favor of the U.S. Securities and Exchange Commission in a civil suit against an attorney convicted of securities fraud in a pump-and-dump penny stock scheme allegedly involving former NFL player and Olympic athlete Willie Gault.

  9. February 05, 2015

    Ex-NFLer Can't Shake SEC Claims Over Pump-And-Dump

    A California federal judge Thursday ruled not to toss three U.S. Securities and Exchange Commission claims against former National Football League wide receiver Willie Gault over his role in an alleged scheme to inflate a heart-monitoring company's stock, saying his investment offerings fit the profile of security transactions.

  10. December 23, 2014

    Ex-NFLer Wants SEC Claims Sacked From Pump-Dump Claim

    Former NFL star wide-receiver Willie Gault on Monday asked a California federal judge to dismiss three U.S. Securities and Exchange Commission claims against him over his role in an alleged scheme to pump up heart-monitoring company Heart Tronics Inc.'s stock price, saying the counts were improperly charged.

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