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Securities and Exchange Commission v. Levin et al
Case Number:
1:12-cv-21917
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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December 23, 2014
SEC Seeks More Than $70M From Alleged Rothstein Fraudster
The U.S. Securities and Exchange Commission asked a Florida federal judge on Monday for a permanent injunction barring investment manager George Levin from violating the Securities Act and for more than $70 million in disgorgement and fines for his alleged involvement in former attorney Scott Rothstein's $1.2 billion Ponzi scheme.
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October 23, 2014
SEC Settles Case Against Alleged Rothstein Fraudster
The U.S. Securities and Exchange Commission has settled its case against investment manager George Levin, just two days before a Florida trial in the suit accusing him of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme.
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October 10, 2014
Alleged Rothstein Fraudster Sold Faulty Securities, Judge Says
A Florida federal judge on Thursday ruled that an investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme sold unlicensed securities, reversing an earlier decision that it was a question of fact.
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August 26, 2014
Alleged Rothstein Fraudster Tells SEC He's The Victim
An investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme on Monday decried the U.S. Securities and Exchange Commission's suit against him and said he was the primary target and the biggest victim of the scheme.
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November 27, 2012
Alleged Rothstein Fraudster Wants Docs On SEC's Suit-Serving
An investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's Ponzi scheme on Monday blasted the U.S. Securities and Exchange Commission's discovery responses regarding how the Florida complaint was served to the defendant.
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May 22, 2012
SEC Goes After Sellers Of Rothstein's Sham Settlements
The U.S. Securities and Exchange Commission launched a suit Tuesday in Florida federal court accusing two investment managers of defrauding investors as they raised $157 million to sink into convicted Ponzi schemer Scott Rothstein's settlement scam.
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