December 23, 2014
The U.S. Securities and Exchange Commission asked a Florida federal judge on Monday for a permanent injunction barring investment manager George Levin from violating the Securities Act and for more than $70 million in disgorgement and fines for his alleged involvement in former attorney Scott Rothstein's $1.2 billion Ponzi scheme.
October 23, 2014
The U.S. Securities and Exchange Commission has settled its case against investment manager George Levin, just two days before a Florida trial in the suit accusing him of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme.
October 10, 2014
A Florida federal judge on Thursday ruled that an investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme sold unlicensed securities, reversing an earlier decision that it was a question of fact.
August 26, 2014
An investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's $1.2 billion Ponzi scheme on Monday decried the U.S. Securities and Exchange Commission's suit against him and said he was the primary target and the biggest victim of the scheme.
November 27, 2012
An investment manager accused of defrauding investors by contributing millions to now-imprisoned Scott Rothstein's Ponzi scheme on Monday blasted the U.S. Securities and Exchange Commission's discovery responses regarding how the Florida complaint was served to the defendant.
May 22, 2012
The U.S. Securities and Exchange Commission launched a suit Tuesday in Florida federal court accusing two investment managers of defrauding investors as they raised $157 million to sink into convicted Ponzi schemer Scott Rothstein's settlement scam.