Securities And Exchange Commission v. Murray

  1. April 28, 2017

    SEC Seeks $363K Secretly Owned By Jailed Fund Manager

    The U.S. Securities and Exchange Commission asked a California federal judge on Thursday to let it seize $363,000 in a frozen investment account, saying an investor from Monaco who claimed to own the account was coached to do so by convicted fund manager James Michael Murray.

  2. September 26, 2016

    No Stay For Jailed Ex-Adviser As SEC Seeks $2.6M Judgment

    A San Francisco federal judge on Monday denied a bid by incarcerated former hedge fund adviser James Murray to stay U.S. Securities and Exchange Commission proceedings, finding that his criminal case appeal wasn't enough of a reason to halt the $2.6 million civil proceeding.