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Murray v. UBS Securities, LLC et al
Case Number:
1:12-cv-05914
See also:
Court:
Nature of Suit:
Judge:
Firms
Sectors & Industries:
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January 28, 2014
UBS Analyst's Whistleblower Claims Sent To Arbitration
A former UBS AG mortgage analyst who claims he was fired after refusing to modify his research to be more favorable to the bank must bring his claims in arbitration, a New York federal judge ruled Monday, putting his lawsuit on hold.
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May 22, 2013
UBS Ruling Allays Fear Factor For SEC Whistleblowers
A New York federal court ruling Tuesday that keeps alive a UBS AG whistleblower's retaliation suit marks a key victory for the U.S. Securities and Exchange Commission as it looks to make reporting Wall Street fraud less intimidating, attorneys say.
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May 22, 2013
Internal Whistleblowing Deserves Protection, Judge Tells UBS
The Dodd-Frank Act protects whistleblowers from retaliation even if they report wrongdoing internally rather than to the U.S. Securities and Exchange Commission, a New York federal court ruled Tuesday, rejecting UBS AG's bid to dismiss claims by a former mortgage-backed securities strategist.