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S.E.C. v. Stewart, et al

  1. January 17, 2023

    2nd Circ. Backs Contempt For Delinquent Stock Fraudster

    The Second Circuit affirmed a civil contempt order Tuesday against a disbarred attorney and securities fraudster who has made no voluntary payments toward a nearly $3 million penalty in a two-decade-old U.S. Securities and Exchange Commission case.

  2. August 31, 2021

    Disbarred Atty Slapped With Contempt Over 2003 Judgment

    A Manhattan federal judge Tuesday held a disbarred lawyer in contempt of a 2003 U.S. Securities and Exchange Commission judgment, finding that he has made no effort to pay down a $2 million tab despite having money.

  3. April 26, 2016

    Disbarred Atty's Wife Says SEC Trying To Cause Default

    Phyllis J. Gottlieb on Tuesday accused the Securities and Exchange Commission of trying to cause her to default a New York federal dispute over its bid use the sale of a Florida property to satisfy its $2.9 million judgment against her husband, former attorney Allen B. Gottlieb.

  4. April 25, 2016

    SEC Rips Disbarred Atty's Wife's Stance In Deposition Fight

    The U.S. Securities and Exchange Commission on Monday blasted a filing by Phyllis J. Gottlieb, the wife of former attorney Allen B. Gottlieb, as an attempt to avoid being deposed in a dispute over the agency’s bid use the sale of a Florida property to fund its $2.9 million judgment against her husband.

  5. April 22, 2016

    Disbarred Atty's Wife Says SEC Has No Right To Depose Her

    Phyllis Gottlieb on Thursday urged a New York federal court to partially reject the SEC's demand that she be sanctioned for missing a deposition in a fight over whether proceeds from a Florida property sale can fund a $3 million fraud judgment against her husband, former attorney Allen Gottlieb.

  6. March 02, 2016

    Wife Of Disbarred Atty Blew Off Deposition, SEC Tells Judge

    The U.S. Securities and Exchange Commission asked a Manhattan federal judge Wednesday to sanction Phyllis J. Gottlieb, the wife of former attorney Allen B. Gottlieb, for blowing off a deposition in a fight over whether the agency can take proceeds from the sale of a Florida property to fund its $2.9 million judgment against her husband.

  7. November 18, 2014

    SEC Asks To Jail AWOL Atty Who Skipped Out On $3M Fine

    A disbarred New York attorney facing a $2.9 million U.S. Securities and Exchange Commission fraud judgment should be jailed after he refused to appear for a deposition, prosecutors told a New York federal judge Tuesday.

  8. November 10, 2014

    Atty With Unpaid $3M SEC Fine Threatened With Contempt

    A suspended attorney who has yet to pay a $2.9 million U.S. Securities and Exchange Commission fraud judgment issued in 2003 could be held in contempt unless he appears for a deposition, a New York federal judge has said.