Try our Advanced Search for more refined results
- Law360
- Law360 UK
- Law360 Pulse
- Law360 Employment Authority
- Law360 Tax Authority
- Law360 Insurance Authority
- Law360 Real Estate Authority
- Law360 Healthcare Authority
- Law360 Bankruptcy Authority
- Products
- Lexis®
- Law360 In-Depth
- Law360 Podcasts
- Rankings
- Regional Powerhouses
- Law360's MVPs
- Women in Law Report
- Law360 400
- Diversity Snapshot
- Practice Groups of the Year
- Rising Stars
- Titans of the Plaintiffs Bar
- Sections
- Adv. Search & Platform Tools
- About all sections
- Browse all sections
- Banking
- Bankruptcy
- Class Action
- Competition
- Employment
- Energy
- Expert Analysis
- Insurance
- Intellectual Property
- Product Liability
- Securities
- Beta Tools
- Track docs
- Track attorneys
- Track judges
Securites and Exchange Commission v. Melvin et al
Case Number:
1:12-cv-02984
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
-
August 10, 2017
SEC Fights Broker's Bid To Slip $1.6M Sanofi Fraud Verdict
The U.S. Securities and Exchange Commission asked a Georgia federal judge on Thursday to keep a $1.6 million insider trading judgment in place against an insurance broker who has said the government's evidence was insufficient, saying jurors had more than enough to nail him.
-
June 22, 2017
Inside Trader Must Shell Out $1.6M For Role In Sanofi Fraud
A Georgia federal judge ordered an insurance broker who made $500,000 from a tip about a Sanofi-Aventis SA acquisition to pay $1.6 million in disgorgement and penalties on Thursday, saying his "greed was overwhelming" but did not justify the maximum penalty of triple his profits.
-
April 10, 2017
Inside Trader Says SEC Wants Too-Harsh $2.2M Judgment
An insurance broker who profited from a tip about a Sanofi-Aventis SA acquisition asked a Georgia federal court Friday to reject a request by the U.S. Securities and Exchange Commission that he pay $2.2 million for his wrongdoing, saying he would never be able to pay off such a massive sum.
-
February 17, 2017
Jury Finds Man Traded On Inside Info About Sanofi Deal
A Georgia federal jury found against one man and cleared another Friday after the Securities and Exchange Commission accused them of raking in $550,000 by trading on inside information about a pending acquisition by Sanofi Aventis SA in 2009.
-
August 19, 2016
SEC Blasts Stay Bid Pending High Court Action In Salman
The U.S. Securities and Exchange Commission on Friday urged a Georgia federal judge to refuse a request to pause an insider trading action related to a $1.9 billion Sanofi-Aventis SA acquisition, saying the U.S. Supreme Court's upcoming decision in U.S. v. Salman won't affect some of the commission's claims.
-
July 19, 2016
Ex-Morgan Stanley Broker Inks Sanofi Insider Trading Deal
A former broker at Morgan Stanley who was sentenced to a day in prison for his role in insider trading related to a $1.9 billion Sanofi-Aventis SA acquisition reached a $37,000 deal with the U.S. Securities and Exchange Commission, according to a filing in Georgia federal court Tuesday.
-
September 08, 2015
SEC Affirms Bar On CPA Charged With Leaking Sanofi Deal
A Georgia accountant facing federal charges that he tipped off associates to Sanofi-Aventis SA's $1.9 billion purchase of Tennessee-based drugmaker Chattem Inc. lost his bid Friday to relax a lifetime ban levied by the U.S.Securities and Exchange Commission.