Securities and Exchange Commission v. Obus et al

  1. May 30, 2014

    SEC Loses Latest Trial To Hedge Fund Boss Obus

    The U.S. Securities and Exchange Commission on Friday suffered its latest trial loss as a New York federal jury found hedge fund manager Nelson Obus and two others not liable for an alleged $1.3 million insider trading scheme.

  2. May 29, 2014

    SEC Nears Finish Line In Long-Running Insider Trading Case

    The U.S. Securities and Exchange Commission on Thursday made its final push to hold hedge fund manager Nelson Obus and two others liable for an alleged $1.3 million insider trading scheme, urging a jury to rule in its favor more than eight years after filing suit.

  3. May 27, 2014

    Hedge Fund Boss Obus Denies Insider Trading At SEC Trial

    Hedge fund manager Nelson Obus, testifying on Tuesday in a U.S. Securities and Exchange Commission trial, emphatically denied claims that he earned $1.3 million trading on an illegal tip about a 2001 private equity transaction.

  4. May 19, 2014

    SEC Opens New Insider Trading Trial Against Fund Manager

    One week after its trial victory over Texas investor Sam Wyly, the U.S. Securities and Exchange Commission on Monday kicked off another courtroom showdown in New York, urging a jury to hold hedge fund manager Nelson Obus liable for an alleged $1.3 million insider trading scam.

  5. April 02, 2013

    Hedge Funder Gets February Date For Showdown With SEC

    Nelson Obus, a hedge fund manager who beat a U.S. Securities and Exchange Commission $1.3 million insider trading case only to have it revived by the Second Circuit, will face a new trial in February, a federal judge said Tuesday.