Securities and Exchange Commission v. Yorkville Advisors, LLC et al

  1. March 30, 2018

    NJ Hedge Fund Manager Smacks Down SEC Fraud Claims

    Yorkville Advisors LLC beat back the marquee claims brought by the U.S. Securities and Exchange Commission in a suit claiming the hedge fund firm fraudulently valued its portfolio to inflate its fees, when a New York federal judge found no evidence of such deceit.

  2. April 04, 2013

    Hedge Fund Co. Calls SEC Fraud Claims Unfounded

    Yorkville Advisors LLC asked a New York federal judge on Thursday to throw out a U.S. Securities and Exchange Commission suit claiming the hedge fund firm took $10 million in unjustified fees, saying the commission failed to show any fraud.

  3. October 17, 2012

    Investment Firm Reaped $10M From Inflated Assets, SEC Says

    The U.S. Securities and Exchange Commission on Wednesday hit a New Jersey-based investment advising firm with a lawsuit claiming it scored $10 million in ill-gotten fees by exaggerating the quality of its assets and hiding its losses from investors.

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