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Securities and Exchange Commission v. Yorkville Advisors, LLC et al
Case Number:
1:12-cv-07728
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March 30, 2018
NJ Hedge Fund Manager Smacks Down SEC Fraud Claims
Yorkville Advisors LLC beat back the marquee claims brought by the U.S. Securities and Exchange Commission in a suit claiming the hedge fund firm fraudulently valued its portfolio to inflate its fees, when a New York federal judge found no evidence of such deceit.
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April 04, 2013
Hedge Fund Co. Calls SEC Fraud Claims Unfounded
Yorkville Advisors LLC asked a New York federal judge on Thursday to throw out a U.S. Securities and Exchange Commission suit claiming the hedge fund firm took $10 million in unjustified fees, saying the commission failed to show any fraud.
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October 17, 2012
Investment Firm Reaped $10M From Inflated Assets, SEC Says
The U.S. Securities and Exchange Commission on Wednesday hit a New Jersey-based investment advising firm with a lawsuit claiming it scored $10 million in ill-gotten fees by exaggerating the quality of its assets and hiding its losses from investors.