March 30, 2018
Yorkville Advisors LLC beat back the marquee claims brought by the U.S. Securities and Exchange Commission in a suit claiming the hedge fund firm fraudulently valued its portfolio to inflate its fees, when a New York federal judge found no evidence of such deceit.
April 04, 2013
Yorkville Advisors LLC asked a New York federal judge on Thursday to throw out a U.S. Securities and Exchange Commission suit claiming the hedge fund firm took $10 million in unjustified fees, saying the commission failed to show any fraud.
October 17, 2012
The U.S. Securities and Exchange Commission on Wednesday hit a New Jersey-based investment advising firm with a lawsuit claiming it scored $10 million in ill-gotten fees by exaggerating the quality of its assets and hiding its losses from investors.