October 03, 2013
A federal judge on Thursday set a January trial date for David J. Weishaus, a former broker accused of conspiring to trade ahead of a 2009 IBM Corp. acquisition using a tip from a law school buddy.
September 12, 2013
A former Australian analyst pled guilty Thursday to his involvement in a scheme to trade ahead of a 2009 IBM Corp. acquisition using insider knowledge, admitting he received tips from an attorney friend.
April 03, 2013
Thomas C. Conradt, a lawyer-turned-broker accused of insider trading ahead of a 2009 IBM Corp. acquisition, pled guilty Wednesday in New York federal court to securities fraud.