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Securities and Exchange Commission v. ABS Manager, LLC et al

  1. July 17, 2015

    SEC Settles Fraud Case Against Calif. Hedge Fund Manager

    A California federal judge on Thursday ordered hedge fund manager ABS Manager LLC and its sole member to pay more than $1 million in penalties and restitution in a fraud suit brought by the U.S. Securities and Exchange Commission.

  2. December 18, 2014

    Cut SEC Claims Against Hedge Fund Manager Make Comeback

    A California federal judge on Thursday reversed his decision to toss a pair of U.S. Securities and Exchange Commission claims against the head of hedge fund manager ABS Manager LLC, ruling new evidence raised questions about ABS' alleged status as an investment adviser.

  3. July 10, 2014

    SEC Wants Claims Against Hedge Fund Manager Revived

    The U.S. Securities and Exchange Commission on Wednesday asked a California federal judge to reconsider his decision to toss a pair of claims the agency brought against the head of hedge fund manager ABS Manager LLC, saying he had made a factual error in his ruling.

  4. June 12, 2014

    Judge Trims SEC's Fraud Suit Against Hedge Fund Manager

    A California federal judge on Thursday trimmed the U.S. Securities and Exchange Commission's suit against the head of hedge fund manager ABS Manager LLC alleging he defrauded investors by misleading them about where their money was going and the returns it generated.