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U.S Commodity Futures Trading Commission v. Byrnes et al

  1. August 04, 2020

    NYMEX, Ex-Staffers To Pay $4M CFTC Fine In Info Leak Case

    The New York Mercantile Exchange and two former employees must pay a $4 million civil penalty stemming from 2013 accusations from the U.S. Commodity Futures Trading Commission that the duo repeatedly disclosed material nonpublic information to a broker, a New York district court judge ruled.

  2. February 16, 2017

    NYMEX, CFTC Spar In Suit Over Leaked Trade Info

    New York Mercantile Exchange Inc. told a New York federal court on Wednesday that the Commodity Futures Trading Commission failed to prove it is vicariously liable for two former employees passing confidential trading information to a broker, saying there is no proof that the information was material or shared with bad intent.

  3. October 01, 2014

    NYMEX Can't Shake CFTC Suit Over Leaked Trade Info

    A New York federal judge said Tuesday that the New York Mercantile Exchange Inc. must face a regulator's lawsuit that claims two former employees passed confidential trading information to a broker, finding the derivative exchange operator can be held liable under the Commodities Exchange Act.