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Securities and Exchange Commission v. Caplitz et al
Case Number:
1:13-cv-10612
Court:
Nature of Suit:
Judge:
Government Agencies
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May 18, 2016
Man Gets 3.5 Years, Must Pay $1.9M For Hedge Fund Fraud
A Massachusetts man on Tuesday was sentenced to 3 1/2 years in prison and ordered to pay $1.9 million to victims of what prosecutors say was a scheme to con investors into buying into a non-existent hedge fund.
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March 27, 2013
SEC Atty Defends 'Slush Fund' Remark In Fraud Suit
A U.S. Securities and Exchange Commission attorney said Tuesday she did not mean for her statement in a press release about a lawsuit over an investment adviser's alleged "slush fund" fraud to interfere with the defendant's right to a fair trial in a parallel criminal tax case.