Securities and Exchange Commission v. Rajaratnam

  1. October 23, 2014

    Rengan Rajaratnam Settles SEC's Insider Trading Claims

    Rengan Rajaratnam has agreed to pay more than $840,000 and accept a securities industry bar to resolve the U.S. Securities and Exchange Commission's civil insider trading case, three months after the former Galleon Group LLC manager was acquitted of a related criminal charge, according to court papers filed Thursday.

  2. October 09, 2014

    Rengan Rajaratnam Still In Settlement Talks With SEC

    Former Galleon Group LLC manager Rengan Rajaratnam — the only defendant acquitted of insider trading during the tenure of Manhattan U.S. Attorney Preet Bharara — remains in discussions with the U.S. Securities and Exchange Commission to resolve related civil claims, according to a Wednesday court filing.

  3. July 17, 2014

    SEC, Rengan Rajaratnam Seek Detente After Acquittal

    The U.S. Securities and Exchange Commission is seeking to resolve its civil insider trading case against Rengan Rajaratnam, less than two weeks after the former Galleon Group LLC manager was acquitted of a related criminal charge, according to a Thursday court filing.

  4. June 03, 2013

    Rajaratnam Brother In Plea Talks With DOJ

    The brother of imprisoned Galleon Group LLC founder Raj Rajaratnam is negotiating with prosecutors on a resolution to his criminal insider trading case, including a possible plea deal, according to a letter between the U.S. Department of Justice and the judge in the case filed Monday.

  5. May 08, 2013

    Bro Of Jailed Galleon Founder Delays Own SEC Case 6 Months

    The brother of imprisoned Galleon Group LLC founder Raj Rajaratnam on Wednesday won a six-month stay of a U.S. Securities and Exchange Commission suit accusing him of insider trading, as he prepares to defend himself from parallel criminal case.

  6. March 25, 2013

    Rajaratnam Brother Denies Insider Trading

    Rajarengan Rajaratnam, the younger brother of jailed hedge fund founder Raj Rajaratnam, pled not guilty Monday to charges that he used confidential information to trade ahead of a $1 billion Intel Corp. deal.