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Williams Trading LLC v. Wells Fargo Securities, LLC
Case Number:
13-1634
Court:
Nature of Suit:
4190 CONTRACT-Other Contract Action
Companies
Sectors & Industries:
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January 28, 2014
Wells Fargo Didn't Breach Partnership Deal, 2nd Circ. Says
A Second Circuit panel on Monday rejected broker-dealer Williams Trading LLC's attempts to revive its suit against Wells Fargo Securities LLC that claimed the company unit breached a partnership agreement by engaging in proprietary trading, ruling Wells Fargo had complete control of the partnership's funds.
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January 15, 2014
Wells Fargo Deal Barred Proprietary Trades, 2nd Circ. Hears
In oral arguments before the Second Circuit on Wednesday, attorneys for Wells Fargo & Co.'s investment banking unit sparred with broker-dealer Williams Trading LLC over the meaning of the language in the contract Williams alleges Wells Fargo breached by engaging in proprietary trading.