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United States Securities and E v. Gupta
Case Number:
13-3062
Court:
Nature of Suit:
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June 17, 2014
2nd Circ. Upholds SEC's $13.9M Judgment Against Gupta
The Second Circuit rejected a bid by former Goldman Sachs Group Inc. director Rajat Gupta to dismiss a $13.9 million civil judgment against him for insider trading violations on Tuesday, the same day he is scheduled to begin serving a two-year term behind bars for criminal convictions in the case.
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June 16, 2014
Gupta Attys Assail SEC's $14M Insider Trading Fine
Former Goldman Sachs Group Inc. director Rajat Gupta's attorneys pushed the Second Circuit on Monday to overturn a $13.9 million judgment in the U.S. Securities and Exchange Commission's insider trading case, saying the penalty can't be reconciled with findings that lightened his prison sentence.
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April 08, 2014
Gupta Seeks Rehearing Of Insider Trading Conviction
Former Goldman Sachs Group Inc. director Rajat Gupta asked the Second Circuit on Tuesday to reconsider a three-judge panel's affirmation of a two-year prison sentence and $5 million fine on criminal charges of insider trading, arguing critical evidence was blocked from a jury.
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November 05, 2013
Gupta Challenges $14M Insider Trading Fine In 2nd Circ.
Former Goldman Sachs Group Inc. director Rajat Gupta on Monday asked the Second Circuit to overturn a $13.9 million civil judgment in the U.S. Securities and Exchange Commission's insider trading case, arguing the penalty was excessive in light of an earlier $5 million criminal fine.