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Ahmad v. Morgan Stanley & Co., Inc.
Case Number:
1:13-cv-06394
Court:
Nature of Suit:
Judge:
Firms
Companies
Sectors & Industries:
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February 24, 2014
Dodd-Frank Whistleblower Protections Not Retroactive: Judge
The Dodd-Frank Act's whistleblower protections don't apply retroactively, a New York federal judge ruled Friday, nixing an ex-employee's suit against Morgan Stanley & Co. Inc. and saying Dodd-Frank's whistleblower provision was not just a "twin" of the Sarbanes-Oxley Act's whistleblower clause.
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February 10, 2014
Morgan Stanley Whistleblower Says Dodd-Frank Is Retroactive
The Dodd-Frank Act ban on whistleblower retaliation applies to conduct before the law was signed in July 2010, a Morgan Stanley & Co. Inc. audit specialist said Monday, urging a New York federal court to keep his suit against the bank alive.
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September 16, 2013
Morgan Stanley Punished Auditor For Concerns, Suit Says
An employee slapped Morgan Stanley & Co. Inc. with a Dodd-Frank whistleblower suit in New York federal court Wednesday, claiming his audit reports were "whitewashed" and that he was harassed for raising concerns following the company's decision to increase the number of risky corporate loans it made.