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Securities and Exchange Commis v. O'Meally
Case Number:
13-1116
Court:
Nature of Suit:
-
May 19, 2014
2nd Circ. Clears Prudential Trader In SEC Market Timing Case
The Second Circuit on Monday reversed a negligence verdict against a former Prudential Securities Inc. broker in a case brought by the U.S. Securities and Exchange Commission, saying the evidence used to find him guilty of intentionally engaging in illegal market activity was insufficient.
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February 07, 2014
Prudential Broker Fights Market Timing Case In 2nd Circ.
Second Circuit judges skeptical of a negligence verdict against a former Prudential Securities Inc. broker dubbed the "poster child" for market timing pressed a U.S. Securities and Exchange Commission lawyer Friday to justify the jury's findings.