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Securities and Exchange Commission v. Wang et al
Case Number:
3:13-cv-02270
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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September 24, 2013
Ex-Stockbroker Pleads Guilty To Qualcomm Insider Trading
A former Merrill Lynch stockbroker admitted Tuesday that he helped an ex-Qualcomm Inc. senior executive conduct alleged insider trading, with knowledge of Qualcomm's financial performance and then-impending acquisition, and laundered the profits of those trades in an offshore bank account, according to federal prosecutors.
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September 23, 2013
SEC Hits Former Qualcomm Exec With Insider Trading Suit
The U.S. Securities and Exchange Commission has charged a former Qualcomm Inc. executive with insider trading, saying the executive made hundreds of thousands of dollars on stock trades based on nonpublic information about the company's financial performance and its planned acquisition of Atheros Inc.