January 26, 2015
A Florida federal judge on Monday approved a consent judgment against former TD Bank regional vice president Frank Spinosa, who was accused by the U.S. Securities and Exchange Commission of defrauding investors as part of attorney Scott Rothstein's $1.2 billion Ponzi scheme.
July 01, 2014
A Florida federal judge on Monday kept alive a lawsuit filed by the U.S. Securities and Exchange Commission against former TD Bank regional vice president Frank A. Spinosa alleging he defrauded investors as part of attorney Scott Rothstein's $1.2 billion Ponzi scheme, but requested the agency submit more details.
September 23, 2013
TD Bank NA on Monday agreed to pay $57.5 million to settle federal regulators' allegations that the bank helped Florida attorney Scott Rothstein run a $1.2 billion Ponzi scheme out of his law firm.