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Securities and Exchange Commission v. Arcturus Corporation et al
Case Number:
3:13-cv-04861
Court:
Nature of Suit:
Other Statutes: Securities/Commodities/Exchange
Judge:
Firms
Government Agencies
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September 15, 2021
Broker Ducks $22M Oil Investment Fraud Trial With SEC Deal
One of three brokers accused of selling $22 million worth of unregistered securities disguised as partnerships in oil and gas drilling projects has reached a settlement with the U.S. Securities and Exchange Commission ahead of a long-awaited Texas federal jury trial.
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June 15, 2017
Broker Denied New Trial In $22M Oil Investment Fraud Case
A Texas federal judge on Thursday denied a broker's attempt to get a new trial in the U.S. Securities and Exchange Commission's case accusing him of selling $22 million in unregistered investment vehicles that were disguised as partnerships in oil and gas drilling.
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May 22, 2017
SEC Slams Retrial Bid In $22M Oil Investment Fraud Case
The U.S. Securities and Exchange Commission scoffed Monday at a retrial request from a broker found to have sold $22 million in unregistered investment vehicles disguised as partnerships in oil and gas drilling, telling a Texas federal court he is merely repackaging an already-rejected reconsideration bid.
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May 02, 2017
Energy Co. Wants New Trial In $22M 'Partnership' Fraud Case
A broker who claimed he was selling partnerships in oil and gas drilling projects but was found to have been selling unregistered investment vehicles asked a Texas federal judge Monday for a new trial, arguing the court wrongly focused on post-investment activities in granting the government an early win on the claims.
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July 08, 2016
SEC Secures Win In $22M Oil Drilling 'Partnership' Fraud Case
A Texas federal judge on Thursday declined to rethink his March ruling giving the U.S. Securities and Exchange Commission a quick win in the securities fraud case it brought against brokers who claimed to be selling "partnerships" in oil and gas drilling projects that actually were unregistered investment vehicles.
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March 23, 2016
SEC Nabs Win In $22M Oil Drilling 'Partnership' Fraud Case
A Texas federal judge has handed the U.S. Securities and Exchange Commission a quick win on its securities fraud claims against brokers who sold $22 million in "partnerships" in oil and gas drilling projects, agreeing with the regulator that the projects weren't joint ventures but unregistered investment vehicles.