September 29, 2015
The D.C. Circuit on Tuesday refused to revive a radio host and hedge fund manager's attempts to bring a claim in district court over the constitutionality of the U.S. Securities and Exchange Commission's administrative proceedings.
December 12, 2014
The U.S. Securities and Exchange Commission on Thursday agreed to review a $1.7 million sanction an in-house judge levied against a hedge fund manager and conservative talk-radio host accused of fraud, and will consider, among other things, whether the penalty was too low.
June 11, 2014
Conservative talk radio host and hedge fund manager George Jarkesy Jr. must face a U.S. Securities and Exchange Commission administrative proceeding claiming he inflated the value of two funds, a D.C. federal judge said Tuesday, finding her court lacks jurisdiction over the case.
January 31, 2014
A Washington federal judge declined Friday to halt a U.S. Securities and Exchange Commission administrative proceeding claiming a conservative radio host and hedge fund manager inflated the value of two of his funds, rejecting the host's claims of due process violations.
January 30, 2014
A Houston-based hedge fund manager and radio talk show host filed suit against the U.S. Securities and Exchange Commission in Washington, D.C., federal court Wednesday in an attempt to ward off a potential $100 million fine and lifetime ban from the securities industry.