September 12, 2014
The U.S. Securities and Exchange Commission has asked a New York federal court to enforce a judgment ordering a former hedge fund manager to fork over $5.1 million in disgorgement and fines owed for securities law violations.
March 25, 2014
A New York federal judge on Tuesday ordered a former asset manager accused of swindling his clients to pay a U.S. Securities and Exchange Commission-recommended $5.1 million in disgorgement and fines.