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American Chemicals & Equipment Inc 401(K) Retirement Plan v. Principal Management Corporation et al
Case Number:
4:14-cv-00044
Court:
Nature of Suit:
Judge:
Firms
- Levin Papantonio
- Nyemaster Goode
- Peiffer Wolf
- Schneider Wallace
- Shindler Anderson
- Sidley Austin
- Tewksbury & Kerfeld
- The Frankowski Firm
Companies
Sectors & Industries:
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February 03, 2016
$300M Principal Management Fee Suit Gets The Heave-Ho
An Alabama metal finishing company lacks standing under the Investment Company Act of 1940 to bring suit over $300 million in allegedly excessive fees charged by Principal Management Corp., an Iowa federal judge ruled Wednesday, awarding summary judgment to the investment adviser.
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September 10, 2014
Principal Investment Groups Can't Dodge Excessive Fee Suit
An Iowa federal judge on Wednesday declined to dismiss a suit alleging investment managers Principal Management Corp. and Principal Global Investors LLC pocketed too much on fees they charged a retirement plan investing in certain mutual funds, saying the plaintiff had standing and sufficiently pled its suit.