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Securities and Exchange Commission v. Davis et al

  1. September 30, 2022

    Ex-Dewey CFO To Pay $95K To End SEC Civil Fraud Suit

    Dewey & LeBoeuf LLP's former chief financial officer has agreed to pay about $95,000 to end the U.S. Securities and Exchange Commission's suit over an alleged scheme to con banks and insurer-investors out of $250 million to keep the doomed firm afloat, the commission said in a request for final approval of the deal Friday.

  2. August 12, 2022

    SEC Mulls Tentative Settlement With Ex-Dewey CFO

    The U.S. Securities and Exchange Commission told a New York federal judge on Friday it has reached a tentative settlement to resolve its claims against Dewey & LeBoeuf LLP's former chief financial officer, who was convicted of fraud, but said the agency needs time to consider the deal.

  3. March 29, 2022

    Ex-Dewey CFO Won't Appeal Conviction To NY's Top Court

    Dewey & LeBoeuf LLP's former chief financial officer will face an eight-year-old civil fraud suit now that he's given up appealing a criminal conviction stemming from an alleged scheme to con banks and insurer-investors out of $250 million to keep the doomed firm afloat, according to a New York federal court filing Tuesday.

  4. September 05, 2018

    3 Dewey Execs Settle With SEC Over Law Firm's Collapse

    The U.S. Securities and Exchange Commission has said former Dewey & LeBoeuf chairman Steven Davis and two other ex-Dewey staffers have agreed to settle civil fraud claims against them stemming from the law firm's 2012 collapse.

  5. June 13, 2018

    Ex-Dewey CFO Gets Discovery Stay For Criminal Appeal

    Dewey & LeBoeuf LLP's former chief financial officer, who was convicted of fraud, won a bid Tuesday to pause discovery in the U.S. Securities and Exchange Commission's New York federal suit against him while his criminal case is still on appeal.

  6. February 16, 2018

    Convicted Dewey Exec's SEC Deal Hinges On Criminal Appeal

    A settlement between the U.S. Securities and Exchange Commission and former Dewey & LeBoeuf LLP chief financial officer Joel Sanders, who was convicted of fraud, rests on the outcome of Sanders' criminal appeal, a Manhattan federal judge heard Friday.

  7. January 19, 2018

    Ex-Dewey Exec DiCarmine Might Represent Self At SEC Trial

    Former Dewey & LeBoeuf LLP executive director Stephen DiCarmine is considering defending himself against the U.S. Securities and Exchange Commission's fraud claims at a possible jury trial because of "significant financial issues," his counsel told a Manhattan federal judge Friday.

  8. January 02, 2018

    Ex-Dewey Exec DiCarmine Unable To Bury Hatchet With SEC

    Former Dewey & LeBoeuf LLP executive director Stephen DiCarmine, who was acquitted of criminal charges in May, has been unable to settle U.S. Securities and Exchange Commission fraud claims after months of trying and is due in Manhattan federal court Friday.

  9. September 15, 2017

    Judge Pushes SEC To Come To Terms With Dewey Duo

    U.S. District Judge Valerie E. Caproni prodded the U.S. Securities and Exchange Commission on Friday to "swallow hard" and decide on whether to settle fraud claims against ex-Dewey & LeBoeuf LLP chief financial officer Joel Sanders and Stephen DiCarmine, the fallen firm's former executive director.

  10. July 18, 2017

    SEC Seeks To Lift Stay On Suit Against Ex-Dewey CFO

    The U.S. Securities and Exchange Commission told a New York federal judge Tuesday it wants to forge ahead with its civil fraud case against ex-Dewey & LeBoeuf LLP chief financial officer Joel Sanders after a jury convicted him of criminal charges earlier this year.

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