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Automated Matching Systems Exchange, LLC v. United States Securities and Exchange Commission et al

  1. June 20, 2016

    SEC Denial Of Aspiring Dark Pool Upheld By 8th Circ.

    An Eighth Circuit panel on Monday affirmed a U.S. Securities and Exchange Commission order denying a would-be dark pool marketplace's bid to run a stock exchange, saying the agency reasonably found that the prospective exchange had sought too much power to regulate itself.

  2. November 20, 2014

    SEC Shakes Would-Be Dark Pool Marketplace's Suit, For Now

    The U.S. Securities and Exchange Commission on Wednesday escaped a suit by a company that wants to set up a virtual marketplace for automated dark pools, the controversial securities exchanges, as a South Dakota federal court said the company must await final SEC action on its application.

  3. October 22, 2014

    Would-Be Dark Pool Marketplace Files Broadside Against SEC

    Automated Matching Systems Exchange LLC, a would-be virtual marketplace for automated dark pools, continued its war to get official recognition Monday with a brief in South Dakota federal court requesting a court-ordered conference with SEC staff it says have shown a "lack of training and experience."

  4. September 03, 2014

    Alternative-Trading SRO Slams SEC In Application Row

    Automated Matching Systems Exchange LLC on Wednesday accused the U.S. Securities and Exchange Commission of trying to manipulate the South Dakota federal court after the agency did an about-face in a dispute over AMSE's application to create a self-regulatory organization for alternative trading systems.

  5. July 24, 2014

    SEC To Consider Application For Alternative-Trading SRO

    The U.S. Securities and Exchange Commission will consider Automated Matching Systems Exchange LLC's application to create a self-regulatory organization for alternative trading systems, after AMSE filed a lawsuit contending the agency had abused its authority by blocking its attempts to become a trading venue.

  6. June 17, 2014

    SEC Sued For Blocking Application For New SRO

    Automated Matching Systems Exchange LLC sued the U.S. Securities and Exchange Commission on Tuesday, saying the agency has "abused its authority" by refusing to consider an application that aims to create a new self-regulatory organization for alternative trading systems.