November 30, 2023
The U.S. Securities and Exchange Commission asked a New York federal judge to approve a $3.1 million settlement with a former managing director of an advisory firm over his role in a pump-and-dump scheme with the ex-husband of a star in HBO series "The Sopranos."
October 14, 2014
Federal prosecutors on Tuesday asked a New York federal judge to pause the U.S. Securities and Exchange Commission's pump-and-dump stocks suit against the ex-husband of a star of "The Sopranos" while the government pushes ahead with its criminal investigation.
July 17, 2014
The ex-husband of a former "Sopranos" star, a Nevada attorney and the chief executive of a medical education company were among seven people accused of taking part in pump-and-dump schemes and bilking unwitting investors out of millions of dollars, according to a criminal indictment unsealed Thursday.