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Securities and Exchange Commission v. Cope et al
Case Number:
1:14-cv-07575
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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July 30, 2018
Pump-And-Dump Scheme Participants Must Pay $9M
A New York federal judge on Monday ordered four participants in a pump-and-dump scheme that targeted retail investors to pay a combined $9.1 million in disgorgement and civil penalties.
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September 18, 2014
SEC Targets 8 Over Penny-Stock Fraud, Banker Charged
The U.S. Securities and Exchange Commission on Thursday sued eight individuals over their alleged role in a pump-and-dump scheme, including a purported California merchant banker who also faces criminal charges that he masterminded the fraud and another who allegedly used illegal profits toward an earlier SEC penalty.