Try our Advanced Search for more refined results

Securities and Exchange Commission v. Wealth Strategy Partners, LLP, et al

  1. October 17, 2016

    Asset Firm Settles SEC's $30M Fraud Claims

    Wealth Strategy Partners and its principal agreed Monday to settle allegations by the U.S. Securities and Exchange Commission that the company cheated investors out of $30.8 million via misstatements and omissions, according to a notice filed in Florida federal court.

  2. June 24, 2016

    Fla. Asset Firm Calls SEC Claims On $30M Fraud Time-Barred

    Wealth Strategy Partners LLC, which the U.S. Securities and Exchange Commission says cheated investors out of $30.8 million via misstatements and omissions, on Friday tried to dodge monetary penalties by arguing that the SEC's claims are time-barred.

  3. April 08, 2016

    Fla. Asset Firm's Hidden Loan Part Of $31M Fraud, SEC Says

    The U.S. Securities and Exchange Commission asked a Florida federal court Thursday for judgment on claims that the Wealth Strategy Partners LLC director hid an improper loan from investors, part of a series of alleged misstatements and omissions that the commission says cheated investors out of $30.8 million.

  4. June 08, 2015

    Florida Asset Firm Can't Shake SEC's $31M Fraud Suit

    A Florida federal judge on Friday denied a bid by Wealth Strategy Partners LLC and its partners to escape a U.S. Securities and Exchange Commission suit alleging they defrauded investors out of $30.8 million by making misstatements and omissions regarding private investment funds.

  5. September 26, 2014

    SEC Accuses Florida Asset Firm Of $30.8M Fraud

    The U.S. Securities and Exchange Commission filed suit Thursday in Florida federal court against Wealth Strategy Partners LLC and its partners alleging they defrauded investors out of $30.8 million by making misstatements and omissions regarding private investment funds.