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Securities and Exchange Commission v. Palmetto Investments, LLC et al
Case Number:
2:14-cv-13902
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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October 06, 2017
SEC Settles With Estate Of 'Extreme' Day Trader For $4.6M
The estate of a Michigan man who marketed an "extreme day trading" investment program has agreed to a nearly $4.6 million final judgment to settle the U.S. Securities and Exchange Commission's claims that he defrauded scores of investors.
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October 10, 2014
SEC Sues Estate Of 'Extreme' Day-Trader Over Losses
The U.S. Securities and Exchange Commission on Friday sued the estate of a Michigan man who operated an "extreme day trading" program that raised nearly $2 million, alleging he misrepresented that the program was a success while hiding massive trading losses and using investor funds to feed his gambling habit.